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International Mathematics Research Notices Advance Access originally published online on January 14, 2009
International Mathematics Research Notices (2009) 2009:912-952, doi:10.1093/imrn/rnn151 published on March 4, 2009
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© The Author 2009. Published by Oxford University Press. All rights reserved. For Permissions, please e-mail: journals.permissions@oxfordjournals.org

Quadratic Exercises in Iwasawa Theory

Haruzo Hida

Department of Mathematics, University of California at Los Angeles, Los Angeles, CA 90095-1555 USA

Correspondence: Correspondence to be sent to: hida{at}math.ucla.edu


    Abstract
 TOP
 Abstract
 1. Introduction
 2. Hilbert Modular Forms...
 3. Anticyclotomic Iwasawa Series
 4. Behaviour of p-Adic...
 References
 
The anticyclotomic main conjecture for CM fields was proven in 2006 under some restrictive conditions. In this paper, we remove the assumption on the conductor of the blanch character, and therefore, the conjecture is now proven to be true under very mild conditions.

Received for publication July 20, 2008. Revision received November 9, 2008. Accepted for publication November 13, 2008.


    1. Introduction
 TOP
 Abstract
 1. Introduction
 2. Hilbert Modular Forms...
 3. Anticyclotomic Iwasawa Series
 4. Behaviour of p-Adic...
 References
 
The anticyclotomic main conjecture of p-ordinary CM fields M was proven in [14] under some hypothesis. In this paper, we propose the removal of the following hypothesis we made in [14]:

(S) The prime-to-p part of the conductor of the branch character {psi} is a product of primes of M of relative degree1 over the maximal totally real subfield F of M.

We shall remove this assumption by reducing the conjecture to the result in [14] under (S) by a simple argument of quadratic (automorphic) base change. The condition (S) is equivalent to having the automorphic induction of the character everywhere in the principal series (cf. [26]).

Write R (resp., O) for the integer ring of M (resp., F). The field F is totally real, and M is a totally imaginary quadratic extension of F (inside a fixed algebraic closure Formula of Formula ). We fix an odd prime p>2 unramified in Formula . The field M is called p-ordinary if there exists an abelian variety with complex multiplication by M having ordinary good reduction at p. This property can be detected by the CM type of the abelian variety. To describe this fact, fix an embedding Formula . A CM-type {Sigma} is associated to an abelian variety with CM by M having ordinary good reduction at ip if the embeddings ip{circ}{sigma} for {sigma} isin {Sigma} induce exactly a half {Sigma}p of the p-adic places of M. Such a CM type is called a p-ordinary CM type, and we fix a p-ordinary CM type {Sigma} and the set {Sigma}p of associated p-adic places. We identify {Sigma}p with a subset of prime factors of p in M. Fix Formula inducing the generator of Gal(M/F). The disjoint union {Sigma}p {sqcup} {Sigma}cp is the set of all prime factors of p in M.

We study the arithmetic of the unique Formula -extension M{infty} of M (unramified outside p and {infty}) on which c{sigma}c–1 = {sigma}–1 for all {sigma} isin {Gamma}M = Gal(M{infty}/M). We choose a complete discrete valuation ring W inside Formula finite flat and unramified over Formula . A Hecke character {psi} of Formula is called anticyclotomic if {psi}(xc) = {psi}(x)–1. By class field theory, if {psi} is of finite order, we often regard {psi} as a character of Formula , and then anticyclotomy of {psi} can be interpreted as {psi}(c{sigma}c–1) = {psi}({sigma})–1. We write the conductor of {psi} as Formula for an ideal Formula prime to p. Here for a multi-exponent Formula , we write Formula for Formula .

Suppose that {psi} has finite order. Let M({psi})/M be the class field cut out by {psi}; in other words, {psi} induces the isomorphism Formula . Consider the extension M{infty}M({psi})/M({psi}) which is called the anticyclotomic tower over M({psi}). Let L{infty}/M{infty}M({psi}) be the maximal p-abelian extension unramified outside {Sigma}p. Each {gamma} isin Gal(L{infty}/M) acts on the normal subgroup X = XM colone Gal(L{infty}/M{infty}M({psi})) continuously by conjugation, and by the commutativity of X, this action factors through Gal(M({psi})M{infty}/M). We fix a splitting Gal(M({psi})M{infty}/M) = {Gamma}M x Gtor({psi}) for the maximal torsion subgroup Formula . Then we look into the {Gamma}M–module: Formula .

As is well known, X[{psi}] is a W[[{Gamma}M]]-module of finite type, and if {psi} is anticyclotomic nontrivial over Formula with p* = (–1)(p–1)/2p, it is proven to be a torsion W[[{Gamma}M]]-module by a result of Fujiwara (cf. [10, Corollary 5.4] and [15, Theorem 5.33]) generalizing the fundamental work of Wiles [27] and Taylor–Wiles [25]. Thus, we can think of the characteristic element Formula of the module X[{psi}]. As we have seen in [18] and [19], we have the anticyclotomic p-adic Hecke L-function Formula (constructed by Katz), where Formula is the completed p-adic integer ring of the maximal unramified extension of Formula inside Formula . We regard Formula . Then the anticyclotomic main conjecture can be stated as follows.Anticyclotomic main conjecture. We have the identity: Formula up to a unit in Formula .

The main conjecture for imaginary quadratic fields (including the cyclotomic Formula -extension) and its anticyclotomic version for imaginary quadratic fields have been proved by K. Rubin refining Kolyvagin's method of Euler systems, and after that, the anticyclotomic version was again treated by J. Tilouine (for imaginary quadratic cases) by a method similar to the one exploited in this paper, combined with the class number formula of the ring class fields. A partial result toward the general conjecture was studied in [14, 16, 18] and [19].

We fix a continuous anticyclotomic character Formula of finite order. We shall prove the following theorem.

Theorem. Assume that p>3 and the following three conditions:

  1. the anticyclotomic character {psi} has order prime to p;
  2. the local character Formula is nontrivial over Formula for all Formula ;
  3. the restriction {psi}* of {psi} to Formula is nontrivial.

Then the anticyclotomic main conjecture holds.

This theorem was proven in [14] under the aforementioned extra assumption (S) which we remove in this paper. In a forthcoming paper, resorting to a framed version of the "R = T" theorem in [3], we plan to remove assumption (2). Assumption (3) is at this moment difficult to remove (because it is fundamental for the Taylor–Wiles system to work in proving the necessary "R = T" theorems). Assumption (1) can be removed, but it is a technical endeavor; so, for simplicity, we assume it in this paper.

To give a short description of the idea of the proof, decompose Formula so that Formula is a product of inert prime factors, Formula is a product of ramified prime factors Formula and Formula . Let Formula . Write Formula , where h(M) and h(F) are class numbers of M and F, respectively. Up to a p-adic unit, Formula is the relative class number of the ray class group modulo Formula , that is, the ratio of the order of the ray class group Formula of M and that of Formula of F.

The idea of the proof is to reduce the conjecture to the case under (S) treated in [14] by quadratic base change to a well-chosen totally real quadratic extension F'/F and a further refinement, eliminating the assumption (S), of the method exploited in [18] and [16, Theorem 5.1], where we have proven Formula in Formula under (S). As is well known (e.g. [15, Lemma 5.31]), we can always find an algebraic Hecke character {varphi} of M such that {varphi} = {psi}, where {varphi} = {varphi}c{varphi}–1 with {varphi}c(x) = {varphi}(xc). We choose {varphi} well. Then one of the main ingredients of the proof is the congruence power series H({psi}) isin W[[{Gamma}M]] of the CM-component of the universal nearly ordinary Hecke algebra h for GL(2)/F associated to the theta series of {varphi}. In the joint works with Tilouine, we took h of (outside p) level Formula for the conductor Formula of {varphi} and the relative discriminant d(M/F) of M/F. In this paper, as in [14] and [16, Section 2.10], we take the Hecke algebra of level Formula which is a product of Formula and d(M/F) (introducing a new type of Neben character determined by {varphi} with {varphi} = {psi}). Fujiwara formulated his results in [4] using such level groups. Another important ingredient is the following divisibility assertion (without assuming (S)) in Corollary 3.8 which will be proven refining the proof of a similar result in [16, Corollary 5.6] under (S):


Formula 1

(A)
Since in [18], the assertion (A) is proven in Formula inverting p, applying the method of [16] to the p-primary parts, we prove the µ-invariant inequality


Formula 1

(1.1)
in Corollary 3.8, and the vanishing of the µ-invariant (of p-adic Hecke L-functions under (S)) studied in [17] is essential in the proof. On the other hand, Fujiwara's result already quoted implies (see [4, 10, 19], and [15, Sections 3.23 and 5.3])


Formula 2

(B)
Thus we get (see Theorem 3.1)


Formula 3

(C)
To conclude the theorem, we choose an appropriate totally real quadratic extension F'/F and put E = F'M. Since Formula , there exists a third quadratic extension M'/F in E/F. Note that M' is a CM field. In summary, we have


Formula

We can arrange F'/F so that

(F1) for any prime Formula of F ramifying in M, the inertia group of Formula in Gal(E/F) is given by Gal(E/M') (so any prime factor of Formula in F' splits in E/F');
(F2) for any prime Formula inert in M/F in the conductor Formula of {psi}, the decomposition group of Formula in Gal(E/F) is given by Gal(E/M') (so any prime factor of Formula in F' splits in E/F');
(F3) E/M ramifies at least one finite place outside p.

We consider the base change {psi}E = {psi}{circ}NE/M. Then by (F1–2), {psi}E has conductor whose prime factors all split in E/F' (so, (S) for {psi}E is satisfied). Thus by the main theorem of [14], we have Formula up to units in Formula . We have the restriction map Res:{Gamma}E -> {Gamma}M. By (F3), Res is a surjection. We can verify (see Section 4) that Formula for Formula and Res(LE({psi}E)) = LM({psi})LM({psi}{alpha}) up to units in Formula . Thus


Formula

up to units in Formula . Note here that {psi}{alpha} remains anticyclotomic (because {alpha} has order 2). By (C): Formula and Formula , we conclude the individual identity:


Formula

up to units in Formula . This finishes the proof of the theorem.

The proof of equation 1.1 again involves a base-change technique to quadratic extensions fitting into a diagram similar to the above (since the main result in [17] is again proved under (S)), but we need to choose the real quadratic extension F1/F more carefully than F'/F. We will postpone the exact specification of F1/F to Section 3.3, since the choice is subtle and rather technical.Notation. Here is a basic notation we use without explaining much. We write Formula for the adele ring, and Formula is the ring of finite adeles; so Formula . We regard GL(2)as a linear algebraic group defined over Oand write G for Formula . Write I for the set of all embeddings of F into Formula , and define Formula for the product of I copies of the upper half complex plane Formula . A classical Hilbert modular form is a holomorphic function on Formula with certain automorphy property (see equation 2.6), and an adelic Hilbert modular form (whose precise definition we will give later) is a function on the idele group Formula .


    2. Hilbert Modular Forms and Hecke Algebras
 TOP
 Abstract
 1. Introduction
 2. Hilbert Modular Forms...
 3. Anticyclotomic Iwasawa Series
 4. Behaviour of p-Adic...
 References
 
Let us give a short description of the adelic/classical Hilbert modular forms and their Hecke algebra of level Formula (cf. [16], [8, Sections 2.2–4], [13, Sections 4.2.8–4.2.12], and [15, Section 2.3]), limiting ourselves to the extent logically necessary to understand our proof of the key assertion (C) and the theorem. If the reader is familiar with the theory introduced in the above papers and books, he/she can skip this section.

2.1 Double-coset rings
We first recall formal Hecke rings of double cosets. For that, we fix a prime element Formula of Formula for every prime ideal Formula of O. We consider the following open compact subgroup of Formula :


Formula 2

(2.1)
where Formula and Formula . Then we introduce the following semigroup:


Formula 2

(2.2)
where Formula is the projection of Formula to Formula for prime ideals Formula . Writing T0 for the maximal diagonal torus of GL(2)/O and putting


Formula 2

(2.3)
we have (e.g. [12, 3.1.6] and [13, Section 5.1])


Formula 2

(2.4)
In this section, writing Formula with Formula , the group U is assumed to be a subgroup of Formula with Formula for some multi-exponent {alpha} (though we do not assume that Formula is prime to p). Formal finite linear combinations {sum}{delta}c{delta}U{delta}U of double cosets of U in Formula form a ring Formula under convolution product (see [23, Chapter 3] or [12, 3.1.6]). The algebra is commutative and is isomorphic to the polynomial ring over the group algebra Formula with variables Formula for primes Formula , Formula corresponding to the double coset Formula and Formula (for primes Formula ) corresponding to Formula . Here we have chosen a prime element Formula in Formula . The group element Formula in Formula corresponds to the double coset UuU (cf. [13, Lemma 5.2]).

2.2 Adelic Hilbert modular forms
The double-coset ring Formula naturally acts on the space of modular forms on U whose definition we now recall. Recall that T0 is the diagonal torus of GL(2)/O; so Formula . Since Formula is canonically a quotient of Formula for an ideal Formula , a character Formula can be considered as a character of Formula . Writing Formula , if {epsilon} = {epsilon}–11{epsilon}2 factors through Formula for Formula , then we can extend the character {epsilon} of Formula to Formula by putting Formula for Formula . In this sense, we hereafter assume that {epsilon} is defined modulo Formula and regard {epsilon} as a character of Formula . We choose a Hecke character Formula with infinity type (1 – [{kappa}])I (for an integer [{kappa}]) such that {epsilon}+(z) = {epsilon}1(z){epsilon}2(z) for Formula . We also write {epsilon}t+ for the restriction of {epsilon}+ to the maximal torsion subgroup Formula of Formula (the strict ray class group modulo Formula : Formula ).

Writing T2 for Formula (the diagonal torus of G), the group of geometric characters X*(T2) is isomorphic to Formula , so that the character Formula has value Formula at each diagonal matrix Formula . Taking Formula , we assume [{kappa}]I = {kappa}1 + {kappa}2 (identifying I with {sum}{sigma}isinI{sigma}), and we associate with {kappa} a factor of automorphy,


Formula 2

(2.5)
where Formula , Formula , and


Formula

Let Formula for Formula . We define Formula by the space of functions Formula satisfying the following three conditions (e.g. [8, Section 2.2] and [13, Section 4.3.1]):

(S1) f({alpha}zxu) = {epsilon}(u){epsilon}t+({delta})f(x)J{kappa}(u, i)–1 for all Formula and all u isin U · Ci and z is any element in the center Formula representing an element {delta} in the maximal torsion subgroup Formula of Formula ;
(S2) choose Formula with u(i) = {tau} for Formula , and put fx({tau}) = f(xu)J{kappa}(u, i) for each Formula (which only depends on {tau}). Then fx is a holomorphic function on Formula for all x;
(S3) fx({tau}) for each x is rapidly decreasing as {eta}{sigma} -> {infty} ({tau} = {xi} + i{eta}) for all {sigma} isin I uniformly.

It is easy to check (e.g. [12, 3.1.5]) that the function fx in (S2) satisfies the classical automorphy condition


Formula 2

(2.6)
where Formula . Also by (S3), fx is rapidly decreasing toward all cusps of {Gamma}x (e.g. [12, (3.22)]); so it is a cusp form.

({epsilon}+) Imposing that f has the central character {epsilon}+ in addition to the action of Formula in (S1), we define the subspace Formula of Formula .

The symbols {kappa} = ({kappa}1, {kappa}2) and ({varepsilon}1, {varepsilon}2) here correspond to ({kappa}2, {kappa}1) and ({varepsilon}2, {varepsilon}1) in[13, Section 4.2.6, p. 171] and [15, Section 2.3] because of a different notational convention in [13] and [15].

We identify I with {sum}{sigma}{sigma} in Formula . We have S{kappa} = 0 unless {kappa}1 + {kappa}2 = [{kappa}1 + {kappa}2]I for Formula , because I – ({kappa}1 + {kappa}2) is the infinity type of the central character of automorphic representations generated by S{kappa}. We write simply [{kappa}] for Formula assuming S{kappa} != 0. The SL(2)-weight of the central character of an irreducible automorphic representation {pi} generated by Formula is given by k colone {kappa}1{kappa}2 + I (which specifies the infinity type of {pi}{infty} as a discrete series representation of Formula ). There is a geometric meaning of the weight {kappa}: the Hodge weight of the motive attached to {pi} (cf. [2]) is given by {({kappa}1,{sigma}, {kappa}2,{sigma}), ({kappa}2,{sigma}, {kappa}1,{sigma})}{sigma}, and thus, the requirement {kappa}1{kappa}2 >= I is the regularity assumption for the motive (and is equivalent to the classical weight k >= 2I condition).

Choose a prime element Formula of Formula for each prime Formula of F. We extend Formula to Formula just by putting Formula for Formula . This is possible because Formula for Formula . Similarly, we extend {epsilon}1 to Formula . Then we define Formula for Formula . Let Formula be the unipotent algebraic subgroup of GL(2)/O defined by Formula For each Formula , we decompose Formula for finitely many u and t (see [23, Chapter 3] or [12, 3.1.6]) and define


Formula 2

(2.7)
We check that this operator preserves the space Formula of cusp forms. This action for y with Formula is independent of the choice of the extension of {epsilon} to Formula . When Formula , we may assume that Formula , and in this case, t can be chosen so that Formula (so Formula is independent of single right cosets in the double coset). If we extend {epsilon} to Formula by choosing another prime element Formula and write the extension as {epsilon}', then we have


Formula

where the operator on the right-hand side is defined with respect to {epsilon}'. Thus the sole difference is the root of unity Formula . Since it depends on the choice of Formula , we make the choice once and for all, and write Formula for Formula (if Formula ). By linearity, these action of double cosets extends to the ring action of the double-coset ring Formula .

2.3 Fourier and q-expansion
To introduce rationality of modular forms, we recall Fourier expansion of adelic modular forms (cf. [8, Sections 2.3–4]). Recall the embedding Formula , and identify Formula with the image of i{infty}. Recall also the differental idele Formula with Formula and Formula . Each member f of Formula has its Fourier expansion


Formula 2

(2.8)
where Formula is the additive character with eF(x{infty}) = exp(2{pi}i{sum}{sigma}isinIx{sigma}) for Formula . Here y ↦ a(y, f) is a function defined on Formula only depending on its finite part y({infty}). The function a(y,f) is supported by the set Formula of integral ideles.

Let F[{kappa}] be the field fixed by Formula , over which the character {kappa} isin X*(T2) is rational. Write O[{kappa}] for the integer ring of F[{kappa}]. We also define O[{kappa}, {epsilon}] for the integer ring of the field F[{kappa}, {epsilon}] generated by the values of {epsilon} over F[{kappa}]. For any F[{kappa}, {epsilon}]-algebra A inside Formula , we define


Formula 2

(2.9)
We can interpret S{kappa}(U, {epsilon}; A) as the space of A-rational global sections of a line bundle of a variety defined over A (e.g., [15, Chapter 4]); so we have, by the flat base-change theorem (e.g. [11, Lemma 1.10.2]),


Formula 2

(2.10)
The Hecke operators preserve A-rational modular forms (e.g. [13, 4.2.9]). We define the Hecke algebra h{kappa}(U, {epsilon}; A) sub EndA(S{kappa}(U, {epsilon}; A)) by the A-subalgebra generated by the Hecke operators of Formula .

For any Formula -algebras A, we define


Formula 2

(2.11)
By linearity, y ↦ a(y, f) extends to a function on Formula with values in A. We define the q-expansion coefficients (at p) of f isin S{kappa}(U, {epsilon}; A) by


Formula 2

(2.12)
The formal q-expansion of an A-rational f has values in the space of functions on Formula with values in the formal monoid algebra Formula of the multiplicative semigroup F+ made up of totally positive elements, which is given by


Formula 2

(2.13)
where Formula is the character given by Formula .

We now define for any p-adically complete O[{kappa}, {epsilon}]-algebra A in Formula


Formula 2

(2.14)
These spaces have geometric meaning as the space of A-integral global sections of a line bundle defined over A of the Hilbert modular variety of level U (see [13, Section 4.2.6]), and the q-expansion above for a fixed y = y({infty}) gives rise to the geometric q-expansion at the infinity cusp of the classical modular form fx for Formula (see [7, (1.5)] and [13, (4.63)]).

We choose a complete representative set {ci}i=1,...,h in finite ideles for the strict idele class group Formula , where h is the strict class number of F. Let Formula . Put Formula , and consider Formula as defined in (S2). The collection (fi)i=1,...,h determines f, because of the approximation theorem. Then f(cid–1) gives the q-expansion of fi at the Tate abelian variety with Formula -polarization Formula (Formula ). By the q-expansion principle (e.g. [17, Section 4.1] or [15, 4.2.6]), the q-expansion f(y) determines f uniquely.

2.4 Hilbert modular Hecke algebras
We write T(y) for the Hecke operator acting on S{kappa}(U, {epsilon}; A) corresponding to the double coset Formula for an integral idele y. We renormalize T(y) to have a p-integral operator Formula : Formula . Since this only affects T(y) with yp != 1, Formula if Formula . However Formula for primes Formula . The renormalization is optimal to have the stability of the A-integral spaces under Hecke operators. We define Formula for Formula , which is equal to the central action of a prime element Formula of Formula times Formula . We have the following formula of the action of Formula and Formula (e.g. [13], Section 4.2.10[):


Formula 2

(2.15)
where the level Formula of U is the ideal maximal under the condition: Formula . Thus Formula (up to p-adic units) when Formula is a factor of the level of U (even when Formula ; see [13, (4.65–66)]). Writing the level of U as Formula , we assume


Formula 2

(2.16)
since Formula and Formula preserve the space S{kappa}(U, {epsilon}; A) under this condition (see [13, Theorem 4.28]). We define the Hecke algebra h{kappa}(U, {epsilon}; A) (resp., Formula ) with coefficients in A by the A-subalgebra of the A-linear endomorphism algebra EndA(S{kappa}(U, {epsilon}; A)) (resp., Formula ) generated by the action of the finite group Formula , Formula and Formula for all Formula .

We have canonical projections


Formula

for all {alpha} >= β (Formula for all Formula ) taking canonical generators to the corresponding ones, which are compatible with inclusions


Formula

We get a projective system of Hecke algebras {h{kappa}(U, {epsilon}; A)}U (U running through open subgroups of Formula containing Formula ), whose projective limit (when {kappa}1{kappa}2 >= I) gives rise to the universal Hecke algebra Formula for a complete p-adic algebra A. This algebra is known to be independent of {kappa} (as long as {kappa}1{kappa}2 >= I) and has canonical generators Formula over A[[G]] (for Formula ), where Formula is the prime-to-p part of Formula . Here note that the operator Formula is included in the action of G, because Formula . We write hn.ord{kappa}(U, {epsilon}; A), Formula and Formula for the image of the (nearly) ordinary projector Formula . The algebra hn.ord is by definition the universal nearly ordinary Hecke algebra over A[[G]] of level Formula with "Neben character" {epsilon}. We also note here that this algebra Formula is exactly the one h({psi}+, {psi}') employed in [18, p. 240] (when specialized to the CM component there) if A is a complete p-adic discrete valuation ring.

Let {Lambda}A = A[[{Gamma}]] for the maximal torsion-free quotient {Gamma} of G. We fix a splitting G = {Gamma} x Gtor for a finite group Gtor. If A is a complete p-adic valuation ring, then Formula is a torsion-free {Lambda}A-algebra of finite rank and is {Lambda}A-free under some mild conditions on Formula and {epsilon} ([13, 4.2.12]). Take a point P isin Spf({Lambda})(A) = Homcont({Gamma}, Ax). Regarding P as a character of G, we call P arithmetic if it is given locally by an algebraic character {kappa}(P) isin X*(T2) with {kappa}1(P) – {kappa}2(P) >= I. Thus if P is arithmetic, {epsilon}P = P{kappa}(P)–1 is a character of Formula for some multi-exponent {alpha} >= 0. Similarly, the restriction of P to Formula is a p-adic Hecke character {epsilon}P+ induced by an arithmetic Hecke character of infinity-type (1 – [{kappa}(P)])I. As long as P is arithmetic, we have a canonical specialization morphism,


Formula

which is an isogeny (surjective and of finite kernel), and is an isomorphism if hn.ord is {Lambda}A-free. The specialization morphism takes the generators Formula to Formula .


    3. Anticyclotomic Iwasawa Series
 TOP
 Abstract
 1. Introduction
 2. Hilbert Modular Forms...
 3. Anticyclotomic Iwasawa Series
 4. Behaviour of p-Adic...
 References
 
We fix a conductor Formula which is a nonzero R-ideal. We decompose Formula so that Formula consists of split primes over F, Formula (resp., Formula ) consists of inert (resp., ramified) primes over F, Formula and Formula . In this section, we redo the computation done in [16, Section 5] allowing the case Formula . In [16], we implicitly used the following inclusion diagram of semisimple extensions:


Formula

where M1({cong}M) is embedded into M {oplus} M by {xi} ↦ ({xi}, {xi}c) and M is embedded into M {oplus} M diagonally. We replace this diagram by well-chosen field extensions,


Formula

This new choice allows us to prove the assertion (A): Formula without assuming (S).

The cuspidal automorphic induction {pi}({varphi}) of {varphi} is supercuspidal at prime factors Formula of Formula , but by definition, the local Galois representation at Formula associated to {pi}({varphi}) is the induced representation of the character Formula of the quadratic extension Formula . This fact (the condition (ind) below) still allows us to easily determine the exact Euler factor at Formula of the p-adic Rankin product studied in [7]. The local computation at primes where {pi}({varphi}) is nonsupercuspidal (so principal) has been done in [16, Section 5], but for the sake of completeness, we will repeat some details.

We consider Formula for the ray class group Formula of M modulo Formula . We split Formula for a finite group Formula and a torsion-free subgroup Formula . Since the projection: Formula induces an isomorphism Formula , we identify Formula with {Gamma}1 and write it as {Gamma}M, which has a natural action of Gal(M/F). We define {Gamma}+M = H0(Gal(M/F), {Gamma}) and {Gamma}M = {Gamma}M/{Gamma}+M. Write {pi}:Z -> {Gamma}M and {pi}{Delta}:Z -> {Delta} for the two projections. Take a character Formula , and regard it as a character of Z through the projection: Z {twoheadrightarrow} {Delta}. The Katz measure Formula on Formula associated to the p-adic CM type {Sigma}p as in [18, Theorem II] induces the anticyclotomic {varphi}-branch µ{varphi} by


Formula

We write LM({varphi}) for this measure dµ{varphi} regarding it as an element of the algebra {Lambda} = W[[{Gamma}M]] made up of measures with values in W.

We look into the arithmetic of the unique Formula -extension M{infty} of M on which we have c{sigma}c–1 = {sigma}–1 for all {sigma} isin Gal(M{infty}/M) for complex conjugation c. The extension M{infty}/M is called the anticyclotomic tower over M. Writing Formula for the ray class field over M modulo Formula , we identify Formula with Formula via the Artin reciprocity law. Then Formula and Gal(M{infty}/M) = {Gamma}M. We then define M{Delta} by the fixed field of Formula in Formula ; so Gal(M{Delta}/M) = {Delta}. Since {varphi} is a character of {Delta}, {varphi} factors through Gal(M{infty}M{Delta}/M). Let L{infty}/M{infty}M{Delta} be the maximal p-abelian extension unramified outside {Sigma}p. Each {gamma} isin Gal(L{infty}/M) acts on the normal subgroup X = Gal(L{infty}/M{infty}M{Delta}) continuously by conjugation, and by the commutativity of X, this action factors through Gal(M{Delta}M{infty}/M). Then we look into the {Gamma}M-module: Formula .

As is well known, X[{varphi}] is a {Lambda}-module of finite type, and in many cases, it is torsion by a result of Fujiwara (cf. [4], [10, Corollary 5.4] and [15, Section 5.3]) generalizing the fundamental work of Wiles [27] and Taylor–Wiles [25]. If one assumes the {Sigma}-Leopoldt conjecture for abelian extensions of M, we know that X[{varphi}] is a torsion module over {Lambda} unconditionally (see [19, Theorem 1.2.2]). If X[{varphi}] is a torsion {Lambda}-module, we can think of the characteristic element Formula of the module X[{varphi}]. If X[{varphi}] is not of torsion over {Lambda}, we simply put Formula . A character {varphi} of {Delta} is called anticyclotomic if {varphi}(c{sigma}c–1) = {varphi}–1({sigma}).

We are going to prove the following theorem in this section.

Theorem 3.1
Let {psi} be an anticyclotomic character of {Delta}. If p>3 is unramified in Formula , then the anticyclotomic p-adic Hecke L-function LM({psi}) is a factor of Formula in {Lambda}.

Regarding {varphi} as a Galois character, we define {varphi}({sigma}) = {varphi}(c{sigma}c–1{sigma}–1) for Formula . Then {varphi} is anticyclotomic. By enlarging Formula if necessary, we can find a character {varphi} such that {psi} = {varphi} for any given anticyclotomic {psi} (e.g. [11, p. 339] or [15, Lemma 5.31]). Thus we may always assume that {psi} = {varphi}.

It is proven in [18] and [19] that LM({varphi}) is a factor of Formula in Formula . Thus the improvement concerns the p-factor of LM({varphi}), which has been shown to be trivial in [17] under the assumption (S) except for the rare cases of positive µ by a trivial reason, but it can often be nontrivial without the assumption (S) as such examples are given in [17] at the end. The main point of this section is to give a new proof of the assertion (A), reducing it to the vanishing of the µ-invariant of the p-adic Hecke L-functions in [17, Theorem I] (which still assumes (S) but as we have already explained, by a quadratic base change we can reduce things to the nonvanishing result over a quadratic CM extension K of M where (S) is satisfied). We will restate the assertion (A) as Corollary 3.8. The proof is similar to the argument in [18, 19], and [16], but the use of µ(LK) = 0 is a new point. We first deduce a refinement of the result in [18, Section 7] using a unique Hecke eigenform (in a given automorphic representation) of minimal level at nonsupercuspidal places and new at supercuspidal places. The minimal level is possibly a proper factor of the conductor of the representation.

Here we describe how to reduce Theorem 3.1 to Corollary 3.8. Since the result is known for Formula by the works of Rubin and Tilouine, we may assume that Formula . Put {Lambda} = W[[{Gamma}M]]. By definition, for the universal Galois character Formula sending Formula to {varphi}({delta}) and {gamma} isin {Gamma}M to the group element {gamma} isin {Gamma}M sub {Lambda}, the Pontryagin dual of the adjoint Selmer group Formula defined in [12, 5.2] is isomorphic to the direct sum of Formula and Formula for the ray class groups Formula and Formula modulo Formula , respectively, for M and F (see [19, Proposition 3.32] and also [15, Theorem 5.33]). Thus the characteristic power series of the Selmer group is given by Formula .

To relate this power series Formula ({psi} = {varphi}) to congruence among automorphic forms, put Formula and Formula , and we identify Formula and Formula . Note that Formula . Recall the maximal diagonal torus T0 sub GL(2)/O. Thus, {varphi} restricted to Formula gives rise to the character {varphi} of Formula . We then extend {varphi} to a character {varphi}F of Formula by Formula . Then we define the level ideal Formula by Formula and consider the Hecke algebra Formula . It is easy to see that there is a unique W[[{Gamma}]]-algebra homomorphism {lambda}:hn.ord -> {Lambda} such that the associated Galois representation {rho}{lambda} ([8, 2.8]) is Formula . Here {Gamma} is the maximal torsion-free quotient of G introduced in Section 2. Note that the restriction of {rho}{lambda} to the inertia group Formula at each prime Formula is the diagonal representation Formula with values in GL2(W). For supercuspidal primes Formula , Formula for the unique prime Formula of M above Formula (in this case, Formula is absolutely irreducible). We write H({psi}) for the congruence power series H({lambda}) of {lambda} (see [8, Section 2.9], where H({lambda}) is written as {eta}({lambda})). Writing Formula for the local ring of hn.ord through which {lambda} factors, the divisibility: Formula follows from the surjectivity onto Formula of the natural morphism from the universal nearly ordinary deformation ring Rn.ord of Formula (without deforming Formula for each Formula prime to p and the restriction of the determinant character to the torsion part of Formula ). See [19, Sections 3.3 and 6.2] for details of this implication. The surjectivity is obvious from our construction of Formula because it is generated by Formula for primes Formula outside Formula and by the diagonal entries of {rho}{lambda} restricted to Formula for Formula . Thus we prove the assertion (A): Formula as Corollary 3.8, which will be proved in the rest of this section. As a final remark, if we write Formula for the quotient of Formula which parameterizes all p-adic modular Galois representations congruent to Formula with a given (compatible) determinant character {chi}, we have Formula for the maximal torsion-free quotient {Gamma}+ of Formula (cf. [12, Theorem 5.44]). This implies H({psi}) isin W[[{Gamma}M]].

3.1 Adjoint square L-values as Petersson metric
Let Formula . Let S be a finite set of finite places of F. Let {pi} be a cuspidal automorphic representation of Formula which are everywhere principal at finite places outside S, supercuspidal at all places of S, and in holomorphic discrete series at archimedean places. Since {pi} is associated to holomorphic automorphic forms on Formula , {pi} is rational over the Hecke field generated by eigenvalues of the primitive Hecke eigenform in {pi}. We have {pi} = {pi}({infty}) {otimes} {pi}{infty} for representations {pi}({infty}) of Formula and {pi}{infty} of Formula . We further decompose


Formula

for the principal series representation Formula of Formula with two characters Formula . By the rationality of {pi}, these characters have values in Formula . Write {epsilon}+ for the central character of {pi}({infty}), and its local component Formula for Formula is given by Formula . For Formula , we put Formula and Formula . Thus {epsilon}+ = {epsilon}1{epsilon}2 for the product Formula over all finite places Formula . Write Formula as a character of Formula . For any Formula , we write dS isin OxS for the projection, and we put d(S) = d/dS.

In the space of automorphic forms in {pi}, there is a unique normalized Hecke eigenform f = f{pi} of minimal level satisfying the following conditions (see [6, Corollary 2.2]).

(L1) The level Formula is given by Formula for the conductor Formula of the character {epsilon} of Formula and the conductor Formula of Formula (for Formula ).
(L2) Note that Formula is a character of Formula whose restriction to U0(C({pi})) for the conductor C({pi}) of {pi} induces the "Neben" character Formula . Then Formula satisfies f(xu) = {epsilon}{pi}(u)f(x).
(L3) The cusp form f gives rise (in the manner described in (S3)) to holomorphic cusp forms of weight Formula .

In short, f{pi} is a cusp form in Formula . It is easy to see that {Pi} = {pi} {otimes} {epsilon}–12 has conductor Formula , and that v {otimes} {epsilon}2 is a constant multiple of f for the new vector v of {Pi} (note here that {Pi} may not be automorphic, but {Pi} is an admissible irreducible representation of Formula ; so the theory of new vectors still applies). Since the conductor C({pi}) of {pi} is given by the product of the conductors of {epsilon}1 and {epsilon}2, the minimal level Formula is a factor of the conductor C({pi}) and is often a proper divisor of C({pi}).

By (L2), the Fourier coefficient a(y,f) satisfies a(uy, f) = {epsilon}1(u(S))a(y, f) for Formula (Formula ). In particular, the function: Formula only depends on the fractional ideal yO. Thus writing Formula for the ideal Formula , we defined in [7] the self-Rankin product by


Formula

where Formula . We have a shift: s ↦ s – [{kappa}] – 1, because in order to normalize the L-function, we used in [7, (4.6)] the unitarization Formula in place of {pi} to define the Rankin product. The weight {kappa}u of the unitarization satisfies [{kappa}u] = 1 and Formula . Note that (cf. [7, (4.2a)])


Formula 3

(3.1)

We are going to define Petersson metric on the space of cusp forms satisfying (L1–3). For that, we write


Formula

We define the inner product (f, g) by


Formula 3

(3.2)
with respect to the invariant measure dx on X0 as in [7, p. 342]. In exactly the same manner as in [7, (4.9)] (under the notational convention there), we obtain


Formula

where D is the discriminant Formula of F, Formula for the Dedekind zeta function {zeta}F(s) of F, and Formula (k = {kappa}1{kappa}2 + I and w = I{kappa}2) is the Eisenstein series of level Formula defined above of [7, (4.8e)] for the identity characters (1, 1) in place of ({chi}–1{psi}–1, {theta}) there.

By the residue formula at s = 1 of Formula (e.g. (RES2) in [9, p. 173]), we find


Formula 3

(3.3)
where w = 2 is the number of roots of unity in F, h(F) is the class number of F, and R{infty} is the regulator of F.

Since f corresponds to v {otimes} {epsilon}2 for the new vector v isin {Pi} = {pi} {otimes} {epsilon}–12 of the principal series representation {Pi}(S{infty}) of minimal level in its twist class {{Pi} {otimes} {eta}} ({eta} running over all finite-order characters of Formula ), by making product Formula , the effect of tensoring {epsilon}2 disappears. Thus, we may compute the Euler factor of D(s, f, f) as if f were a new vector of the minimal-level representation. Then for each prime factor Formula , the Euler Formula -factor of Formula is given by


Formula

because Formula by [5, Lemma 12.2]. We now look into the local factor at Formula . We suppose that

(ind) the local representation Formula of Formula (for each place Formula ), associated to Formula by the Langlands functoriality, is of the form Formula for a quadratic extension Formula .

The above condition is satisfied always for any odd prime in S (see [26]). Since Formula (Formula ) is supercuspidal, Formula is irreducible, for Formula inducing the generator of Formula on Formula , Formula is not equal to Formula . Take


Formula

and consider it as Formula -module by {sigma}f = {sigma}{circ}f{circ}{sigma}–1.

If Formula is unramified, for the inertia subgroup Formula of Formula , we find


Formula

where we may take {tau} to be the Frobenius map {phi} of Formula and Formula . Thus Formula . Since


Formula

we have Formula . Writing 1 (resp., 1{phi} for the identity map of Formula (resp., Formula ), Formula is generated by v = 1 {oplus} –1{phi} and {phi} interchanges the two components; so we have {phi}v = –v. Thus, the corresponding Euler factor of Formula at Formula is given by Formula . If Formula is a ramified quadratic extension, we see easily that Formula is still irreducible, and hence Formula , and the Euler factor is trivial.

Split Formula for the collection Sur of Formula such that Formula is unramified. Then

  1. at Formula , the zeta function Formula has the single Euler factor Formula , and the zeta function Formula has its square Formula at Formula , because Formula contributes one more factor Formula ;
  2. at Formula , Formula has the trivial Euler factor 1, and the zeta function Formula has Formula ;
  3. at Formula , Formula has the trivial Euler factor 1, and the zeta function Formula has the factor Formula .

The Euler factors outside Formula are the same by the standard computation. Therefore, under (ind), the left-hand-side of equation 3.3 is given by


Formula 3

(3.4)
By comparing the residue at s = 0 of equation 3.4 with equation 3.3 (in view of equation 3.1), we get


Formula 3

(3.5)
for the primitive adjoint square L-function Formula (e.g. [9, Section 2.3]). Here we have written Formula for Formula , and {Gamma}F(s) = prod{sigma}{Gamma}(s{sigma}) for the {Gamma}-function {Gamma}(s) = {int}{infty}0etts–1dt. This formula is consistent with the one given in [18, Theorem 7.1] (but is much simpler).

3.2 Primitive p-adic Rankin product
Let Formula and Formula be integral ideals of F prime to p. We shall use the notation introduced in Section 2. Thus, for a p-adically complete valuation ring Formula , Formula and Formula are the universal nearly ordinary Hecke algebra with level Formula and Formula , respectively. The character {epsilon} = ({epsilon}1, {epsilon}2, {epsilon}t+) is made of the characters of {epsilon}j of Formula (for an ideal Formula ) of finite order and for the restriction {epsilon}t+ to Formula (the torsion part of Formula ) of a Hecke character {epsilon}+ extending {epsilon}1{epsilon}2. Similarly we regard {varepsilon} as a character of Formula for an ideal Formula ); so, {epsilon} = {epsilon}–11{epsilon}2 and {varepsilon} are well defined (finite order) character of Formula and Formula , respectively. In particular we have Formula and Formula , where Formula is the prime-to-p part of the conductor Formula of {epsilon}. We assume that


Formula 3

(3.6)
For the moment, we also assume for simplicity that


Formula 3

(3.7)

Let Formula and Formula be {Lambda}-algebra homomorphisms for integral domains {Lambda} and {Lambda}' finite torsion-free over {Lambda}. Write Formula (thus, Formula is the level at supercuspidal places for {lambda}). Let Formula be the Galois representation associated to {lambda} (so Formula for almost all primes Formula ), where Q({Lambda}) is the quotient field of {Lambda}. Consider its restriction Formula to Formula for a prime factor Formula of Formula . We suppose to have a quadratic extension Formula such that

(SC) Formula is isomorphic to an irreducible induced representation Formula for a Galois character Formula at each prime factor Formula .

Since we only deal with automorphic induction from a quadratic extension of F in our application, this condition is always satisfied (and as we mentioned already, it holds for any odd prime factor of Formula by [26]).

For each arithmetic point Formula , let Formula be the normalized Hecke eigenform of minimal level belonging to {lambda} at P. In other words, for Formula , we have a(y, fP) = {lambda}P(T(y)) for all integral idele y with yp = 1. In the automorphic representation generated by fP, we can find a unique automorphic form fordP with a(y, fordP) = {lambda}(T(y)) for all y, which we call the (nearly) ordinary projection of fP. Similarly, using {lambda}', we define Formula for each arithmetic point Formula . Recall that we have two characters ({epsilon}P,1, {epsilon}P,2) of Formula associated to {epsilon}P. Recall Formula . The Formula -component (for a prime Formula ) of the automorphic representation {pi}({lambda}P) generated by the nearly ordinary form fP is necessarily principal or special, because {lambda}(T(p)) is a p-adic unit. For simplicity, we assume that

(PR) for each prime Formula , the Formula -components of {pi}({lambda}P) and {pi}({lambda}'Q) are principal.

Since we only deal with automorphic induction from a p-ordinary CM quadratic extension of F in our application, this condition is always satisfied. This condition combined with Formula in equation 3.6 implies that all local factors of {pi}({lambda}'Q) at finite places are in principal series.

The central character {epsilon}P+ of fP coincides with {epsilon}P,1{epsilon}P,2 on Formula and has infinity-type (1 – [{kappa}(P)])I. We suppose the following.


Formula 3

(3.8)
Assumption 3.6 implies that {theta} is unramified outside p. As seen in [7, 7.F], we can find an automorphic form gQ|{theta}–1 on Formula whose Fourier coefficients are given by a(y, gQ|{theta}–1) = a(y, gQ){theta}–1(yO), where Formula if Formula is not prime to Formula . The above condition implies, as explained in the previous subsection,


Formula

factors through the ideal group of F. Note that


Formula

as long as yp is a unit. We thus write Formula for the above product when Formula and define


Formula 3

(3.9)
Hereafter, we write {kappa} = {kappa}(P) and {kappa}' = {kappa}(Q) if confusion is unlikely.

Note that for Formula ,


Formula

Though the introduction of the character {theta} further complicates our notation, we can do away with it just replacing gQ by g'Q, since the local component Formula of the automorphic representation generated by g'Q satisfies {varepsilon}'1,Q = {epsilon}1,P, and hence without losing much generality, we may assume a slightly stronger condition,


Formula 3

(3.10)
in our computation.

For each holomorphic Hecke eigenform f, we write M(f) for the rank 2 motive attached to f (see [2]), Formula for its dual, {rho}f for the Formula -adic Galois representation of M(f), and Formula for the contragredient of {rho}f. Here Formula is the p-adic place of the Hecke field of f induced by Formula . Thus L(s, M(f)) coincides with the standard L-function of the automorphic representation generated by f, and the Hodge weight of M(fP) is given by {({kappa}1,{sigma}, {kappa}2,{sigma}), ({kappa}2,{sigma}, {kappa}1,{sigma})}{sigma} for each embedding Formula . We have Formula (Formula ; see [15, 2.3.8]).

Lemma 3.2
Suppose 3.6 and 3.8. Write Formula , and assume that at primes Formula , the Formula -factor Formula of the automorphic representation generated by fP is supercuspidal and is an automorphic induction of a character of a quadratic extension of Formula . Then for primes Formula , the Euler Formula -factor of


Formula

is equal to the Euler Formula -factor of Formula given by


Formula

where V is the space of the Formula -adic Galois representation of the tensor product: Formula and VI = H0(I, V) for the inertia group Formula at Formula .

Proof
As already explained, we may assume equation 3.10 instead of equation 3.8. Let Formula be a prime. By abusing the notation, we write Formula (resp., Formula ) for the Formula -factor of the representation generated by fP (resp., gQ). By the work of Carayol, R. Taylor, and Blasius–Rogawski combined with a recent work of Blasius [1], the restriction of Formula to the decomposition group at Formula is isomorphic to Formula (regarding Formula as Galois characters by local class field theory). The same fact is true for gQ. If Formula but Formula , then VI is one-dimensional on which FrobFormula acts by Formula because Formula is ramified unless i = j = 1 ({Leftrightarrow}{epsilon}1 = {varepsilon}1 on Formula and Formula ). If Formula , both Formula and Formula are unramified principal series. By Formula :3.10, we have an identity


Formula

on the inertia group, which is unramified. Therefore V is unramified at Formula . At the same time, the L-function has full Euler factor at Formula .

Now assume that Formula is a prime factor of Formula . Then Formula for a character {xi} of D' for a subgroup D' of Formula of index 2. Write Formula for a quadratic extension Formula . By the supercuspidality assumption (SC), Formula is absolutely irreducible, and hence the character {xi} does not have an extension to D; so Formula with {xi} != {xi}' for {xi}'(x) = {xi}({sigma}x{sigma}–1) for {sigma} isin D nontrivial on Formula . If Formula is ramified, Formula for the inertia group I sub D is irreducible; so Formula does not have any I-invariant. In particular, the two Euler factors we are comparing are both trivial. Suppose that Formula is unramified; so I sub D'. Since {xi} != {xi}', the two sets of characters A colone {{xi}, {xi}'} and Formula of I have an empty intersection, because if they have a nontrivial intersection, {xi} has an extension (given by one of the elements in B) to D = <I, {phi}>, where {phi} is the Frobenius element. Note that Formula does not have any nontrivial I-invariant subspace. Thus, the two Euler factors we are comparing are both trivial and again identical.

We continue to assume (SC) that the Formula -component Formula of the automorphic representation generated by fP is supercuspidal for all primes Formula . We would like to compute Formula for Formula for an idele N = N(P) with Formula and Formula (whose prime-to-p factor is Formula ). We continue to abuse notation and write, at a prime Formula , Formula as Formula (thus Formula is the character of Formula inducing the original Formula on Formula ). We write Formula (which is a unitary character). In the Whittaker model Formula of Formula (realized in the space of functions on Formula ), we have a unique function Formula on Formula whose Mellin transform gives rise to the local L-function of Formula . In particular, we have (cf. [7, (4.10b)])


Formula

where Formula is the complex conjugate of Formula belonging to the representation space Formula , and Formula is the epsilon factor of the representation Formula as in [7, (4.10c)] (so Formula ). Then Formula is in Formula and gives rise to the Formula -component of the global Whittaker model of the representation {pi} generated by fP. Similarly, for a prime factor Formula , in the Whittaker model of Formula we have a unique function Formula on Formula whose Mellin transform gives rise to the local L-function of Formula , and we have


Formula

where Formula is the complex conjugate of Formula , and Formula is the epsilon factor of the representation Formula as in [7, (4.10c)] (so Formula ).

The above formula then implies


Formula

Define the root number Formula and Formula . Here note that Formula if the prime Formula is outside Formula . We conclude from the above computation the following formula:


Formula 3

(3.11)
where fcP is determined by Formula for all Formula . This shows


Formula 3

(3.12)
Using formula 3.11 instead of [7, (4.10b)], we prove in the same manner as in [7, Theorem 5.2] the following result (which is identical in appearance to Theorem 5.3 of [16] even if we allow mild supercuspidal places satisfying (SC)).

Theorem 3.3
Suppose (SC), (PR), equations 3.6, and 3.7. There exists a unique element Formula in the field of fractions of Formula satisfying the following interpolation property: Let (P, Q) isin Spf({Lambda}) x Spf({Lambda}') be an arithmetic point such that
(W) {kappa}1(P) {kappa}1(Q)>0 >= {kappa}2(P) – {kappa}2(Q) and {epsilon}P,1 = {varepsilon}Q,1 on Formula .

Then Formula is finite at (P, Q) and we have


Formula

where, writing k(P) = {kappa}1(P) – {kappa}2(P) + I,


Formula

Here Formula and Formula . Moreover, for the congruence power series H({lambda}) of {lambda}, Formula .

The expression of p-Euler factors and root numbers is simpler than the one given in [7, Theorem 5.1], because automorphic representation of gQ is everywhere principal at finite places (by equation 3.6). The shape of the constant W(P,Q) appears to be slightly different from [7, Theorem 5.2]. Firstly, the present factor (–1)k(P)+k(Q) is written as ({varepsilon}Q+{epsilon}P+){infty}(–1) in [7]. Secondly, in [7], it is assumed that {varepsilon}–1Q,1 and {epsilon}–1P,1 are both induced by a global character {epsilon}'P and {epsilon}'P unramified outside p. Thus the factor ({varepsilon}'Q,{infty}{epsilon}'P,{infty})(–1) appears there. This factor is equal to ({varepsilon}Q,1,p{epsilon}P,1,p)(–1) = {theta}p(–1), which is trivial because of the condition (W). We do not need to assume the individual extensibility of {varepsilon}Q,1 and {epsilon}P,1. This extensibility is assumed in order to have a global Hecke eigenform f°P = fuP {otimes} {epsilon}'P. However this assumption is redundant, because all computation we have done in [7] can be done locally using the local Whittaker model. Also, C(P,Q) in the above theorem is slightly different from the one in [7, Theorem 5.2], because (fP, fP) = D[{kappa}(P)]+1(f°P, f°P) for f°P appearing in the formula of [7, Theorem 5.2].

Proof
We start with a slightly more general circumstance. We shall use the symbol introduced in [7]. Suppose Formula and Formula , and take normalized Hecke eigenforms Formula and Formula . Suppose {epsilon}1 = {varepsilon}1. We define Formula by Formula . Then Formula for Formula . We put Formula . Then we see {Phi}(wu) = {epsilon}(u){varepsilon}–1(u){Phi}(w) for Formula . Since {epsilon}1 = {varepsilon}1, we find that {epsilon}(u){varepsilon}(u)–1 = {epsilon}({varepsilon})–1(d) = {epsilon}u({varepsilon}u)–1(d) if Formula . We write simply {omega} for the central character of Formula , which is the Hecke character Formula . Then we have {Phi}(zw) = {omega}(z){Phi}(w), and Formula . We then define Formula for Formula . Here B is the algebraic subgroup of G made of matrices of the form Formula . We extend Formula outside Formula just by 0. Similarly, we define Formula by


Formula

For each Formula -subalgebra Formula , we write Formula . Note that Formula for Formula is left-invariant under Formula . Then we compute


Formula

for the measure Formula defined in [7, p. 340]. We have


Formula

where Formula is defined in equation 3.9. Define Formula by the stabilizer in Formula of Formula . We now choose an invariant measure {varphi}U on Formula , so that


Formula

whenever {phi} is supported on Formula and the two integrals are absolutely convergent. There exists a unique invariant measure {varphi}U as above (see [7, p 342] where the measure is written as µU). On Formula ,


Formula

and the right-hand-side is left C{infty}+- invariant (cf. (S2) in Section 2.2). Then by the definition of {varphi}U, we have


Formula 3

(3.13)
where


Formula

Note that E(zw, s) = ({epsilon}+u{varepsilon}u+)(z)E(w, s) for Formula . By definition, E({alpha}x) = E(x) for Formula ; in particular, it is invariant under {alpha} isin Fx. For Formula , Formula . Thus Formula has eigenvalue {epsilon}u+{varepsilon}u+(z) under the central action of Formula . The averaged Eisenstein series


Formula

satisfies Formula , where a runs over complete representative set for Formula and {epsilon}+ is the central character of f, and Formula is the central character of gc. Defining the PGL2 modular variety Formula , by averaging equation 3.13, we find


Formula 3

(3.14)
Writing Formula and r = {kappa}'2 {kappa}2, we define an Eisenstein series Formula by


Formula

where k = {kappa}1{kappa}2 and k' = {kappa}'1{kappa}'2. The ideal Formula is given by Formula . Then changing variable Formula , we can rewrite equation 3.14 as


Formula 3

(3.15)
where Formula for {tau} of level Formula , and


Formula

is the normalized Petersson inner product on Formula . This formula is (essentially) equivalent to the formula in [7, (4.9)] (although we have more general forms f and g with character {epsilon} and {varepsilon} not considered in [7]). In [7, (4.9)], k' is written as {kappa} and r is written as w{omega}.

Let E be the Eisenstein measure of level Formula defined in [7, Section 8], where Formula is written as L. We take an idele L with Formula and Formula . Similarly, we take ideles J and N replacing in the above formula Formula by Formula and Formula , respectively, and L by the corresponding J and N, respectively.

The algebra homomorphism Formula induces, by the W-duality, Formula , where Formula is a subspace of p-adic modular forms of level Formula (see [8, 2.6]). We then consider the p-adic convolution as in [7, Section 9, p. 382],


Formula

where [L/J] is the operator defined in [7, Section 7.B] and all the ingredients of the above formula are as in [7, p. 383]. An important point here is that we use the congruence power series H({lambda}) isin {Lambda} (so Formula ) defined with respect to Formula instead of h({epsilon}u, {epsilon}1) considered in [7, p. 379] (so H({lambda}) is actually a factor of H in [7, p. 379], which is an improvement).

We write the minimal level of fordP as Formula for Formula . Then we define Formula . The integer Formula is given by the exponent of Formula in Formula or 1 whichever is larger. We now compute Formula . We shall give the argument only when j = [{kappa}(P)] – [{kappa}(Q)] >= 1, since the other case can be treated in the same manner as in [7, Case II, p. 387]. Put Formula . We write Formula and put Formula . As before, m = L{varpi}{alpha} satisfies Formula and Formula . Put r(P, Q) = {kappa}2(Q) – {kappa}2(P), which is non-negative by the weight condition (W) in the theorem. Then in exactly the same manner as in [7, Section 10, p. 386], we find, for Formula ,


Formula 3

(3.16)
By [7, Corollary 6.3], we have, for r = r(P, Q),


Formula

Then by equation 3.15, we get


Formula 3

(3.17)
where {omega}P,Q = {varepsilon}–1Q+{epsilon}P+ for the central characters {varepsilon}Q+ of gQ and {epsilon}P+ of fP.

Now we compute the Petersson inner product (fordP|{tau}(N{varpi}{alpha}), fordP){alpha} in terms of (fP, fP). Note that for Formula


Formula 3

(3.18)
The computation we have done in [7, p. 357] in the proof of Lemma 5.3(vi) is valid without any change for each Formula , since at p-adic places, fP in [7] has the Neben type we introduced in this paper also for places outside p. The difference is that we compute the inner product in terms of (fP, fP) not (f°P, f°P) as in [7, Lemma 5.3(vi)], where f°P is the primitive form associated to fuP {otimes} {epsilon}uP,1 assuming that {epsilon}uP,1 lifts to a global finite-order character (the character {epsilon}uP,1 is written as {epsilon}' in the proof of Lemma 5.3(vi) of [7]). Note that here f°P = fP {otimes} {epsilon}–1P,1 by definition, and hence (f°P, f°P) = (fuP, fuP), because tensoring a unitary character to a function does not alter the hermitian inner product. Thus we find


Formula 3

(3.19)
A key point of the proof of Lemma 5.3(vi) is the formula writing down ford,uP {otimes} {epsilon}uP,1 in terms of f°P. Even without assuming the liftability of {epsilon}uP,1 to a global character, the same formula is valid for fordP and fP before tensoring {epsilon}–1P,1 (by computation using the local Whittaker model). We thus have fordP = fP|R for a product Formula of local operators Formula given as follows: If the prime Formula is a factor of Formula , then Formula is the identity operator. If Formula is prime to Formula (Formula is spherical), then Formula , where Formula with f|g(x) = f(xg) for Formula . Writing U for the level group of fP and Formula , we note Formula . This shows


Formula

where Formula , Formula , and (·, ·)U is the Petersson metric on Formula . Similarly, we have


Formula

By equations 3.11 and 3.19, we conclude from [7, Lemma 5.3(vi)] that


Formula 3

(3.20)
for Formula running over the prime factors of p.

We now give a brief description of the computation of the extra Euler factors: E(P,Q) and W(P,Q). Again the computation is the same as in [7, Lemma 5.3(iii)–(v)], because the level structure and the Neben character at p-adic places are the same as in [7] for fP and gQ and these factors only depend on p-adic places. Then we get the Euler p-factor E(P,Q) and W(P,Q) as in the theorem from [7, Lemma 5.3].

Remark 3.4
We assumed condition 3.7 to make the proof of the theorem simpler. We now remove this condition. Let Formula be the set of all prime factors Formula of Formula outside Formula such that Formula on Formula . Thus we assume that Formula . Then in the proof of Lemma 3.2, the inertia group at Formula fixes a two-dimensional subspace of Formula , one corresponding to Formula and the other coming from Formula . The Euler factor corresponding to the latter does not appear in the Rankin product process; so we get an imprimitive L-function, whose missing Euler factors are


Formula

Thus, the final result is identical to Theorem 3.3 if we multiply E(P,Q) by E'(P, Q) in the statement of the theorem. In our application, {lambda} and {lambda}' will be automorphic inductions of {Lambda}-adic characters Formula and Formula for two ordinary CM fields M/F and M1/F. If the prime-to-p conductor of Formula are made of primes split in M/F, Formula is the set of primes ramifying commonly in M/F and M1/F outside Formula . Then E'(P, Q) is the specialization of


Formula

at (P, Q), and Formula is not divisible by the prime element of W (that is, the µ-invariant of E' vanishes). Actually, we can choose Formula and Formula so that Formula , and under this choice, we may assume that Formula .

3.3 Comparison of p-adic L-functions
For each character Formula , we have the extension Formula sending Formula to {varphi}({delta}){gamma} for the group element {gamma} isin {Gamma}M inside the group algebra {Lambda}. Regarding Formula as a character of Formula , the induced representation Formula is modular nearly ordinary at p, and hence, for a suitably chosen {epsilon} dependent on {varphi}, by the universality of the nearly p-ordinary Hecke algebra Formula defined in Section 2.4, we have a unique algebra homomorphism {lambda} = {lambda}{varphi}:h -> {Lambda} such that Formula for the universal nearly ordinary modular Galois representation {rho}Hecke with coefficients in h, where Formula is the prime-to-p part of Formula for the relative discriminant d(M/F) of M/F, and for the conductor Formula of the anticyclotomic projection {varphi}. Thus for each arithmetic point Formula (in the sense of [8, 2.7]), we have a classical Hecke eigenform Formula of weight {kappa}(P), which is a (nonstandard) theta series of the Galois character Formula introduced in [16, 5.3]. We write the automorphic induction of the complex Hecke character associated (via global class field theory) to the Galois character Formula as Formula (which was written as {pi}({lambda}P) before). Then Formula is the normalized Hecke eigenform in Formula minimal at nonsupercuspidal places and new at supercuspidal places. Hereafter, we use the same symbol Formula for the complex Hecke character associated to the Galois character Formula .

To give an explicit description of Formula and Formula , decompose the conductor Formula of {psi} = {varphi} into the product Formula as in the introductory section so that Formula , Formula , Formula is a product of inert primes in M/F, and Formula is the product of primes ramified in M/F. Since the case of Formula has been dealt with in [16], we assume that Formula . Then the automorphic representation Formula of weight {kappa}(P) has minimal prime-to-p level Formula given by Formula , where Formula is the prime-to-p part of Formula . The set S of super cuspidal places for Formula is made up of primes Formula of O appearing in Formula . By [8, 7.1], the Hecke character Formula has infinity-type


Formula

In the automorphic induction Formula , we have a unique normalized Hecke eigenform Formula of minimal level.

The prime-to-p level of the cusp form Formula is Formula as above, and it satisfies (L1–3) in Section 3.1 for {epsilon} = {epsilon}P given as follows. To describe the local component of {epsilon}, we use local class field theory and identify local characters of Formula with the corresponding characters of the inertia group Formula (resp., Formula ) for Formula ) for each prime Formula of R. Here is the description,


Formula 3

(3.21)
where Formula and Formula are distinct primes in M.

Write Formula , and write {epsilon}t+ for the restriction of {epsilon}+ = {epsilon}1{epsilon}2 to Formula , which is independent of P (because it factors through the torsion part of Formula ). Since {lambda}{varphi} is of minimal level, the congruence module C0({lambda}{varphi}; {Lambda}) is a well-defined {Lambda}-module of the form {Lambda}/H({psi}){Lambda} (see [8, 2.9], and recall here {psi} = {varphi}). As we already remarked, we can choose H({psi}) in {Lambda} = W[[{Gamma}M]] (see [12, Theorem 5.44]). The element H({psi}) is called the congruence power series of {lambda}{varphi} (identifying {Lambda} with a power series ring over W of Formula variables).

We now choose well a totally real quadratic extension F1/F, and put K = F1M. Then in the composite K = F1M, there are three quadratic extensions M, F1, and M1 of F inside K,


Formula

We impose Formula and Formula for all primes in K over Formula and Formula for all primes Formula in K. In other words,

  1. M1/F is a CM field;
  2. for primes Formula in F, the decomposition group of Formula in Gal(K/F)is given by Gal(K/M1).

Since we impose how places decompose in F1/F only at the finite set Formula of places of F, there will be infinitely many choices of F1. The field M1/F and hence K/F1 are a p-ordinary CM field in which all primes in S and over p split. Our choice of F1 and M1 could be different from the choice (F', M') we made in the introductory section; so we use different symbols.

Write R1 for the integer ring of M1. We choose a conductor Formula (an R1-ideal prime to p) made of primes split in M1/F. Then in the same manner as above, we define the groups Formula for M1 in place of Formula for M. Choose a character Formula of conductor Formula . Let Formula , and choose a p-ordinary CM-type {Sigma}' of M1. We then put Formula and define the character Formula for {xi} in the same way of the construction of Formula . The Hecke character Formula has infinity-type


Formula

In the automorphic induction Formula relative to M1/F, we have a unique normalized Hecke eigenform Formula of minimal level. Thus, we get an algebra homomorphism Formula which gives rise to the family of minimal modular forms Formula for each arithmetic points Q isin Spec({Lambda}').

The prime-to-p level of the cusp form Formula is Formula as above, and it satisfies the corresponding conditions (L1–3) in Section 3.1 for S = {emptyset} and ({kappa}1, {kappa}2) = ({kappa}1(Q), {kappa}2(Q)) (after replacing M/F by M1/F). Since we need the explicit form of the Neben character {varepsilon} = {varepsilon}Q of Formula later, we repeat its description, although it is the same as the one given for Formula (replacing the data concerning {varphi}P by those of Formula ), and the description is indeed simpler, since Formula does not have supercuspidal places. To write down the Neben character {varepsilon} = {varepsilon}Q of Formula , as before for {varphi}, we use local class field theory and identify local characters of Formula with the corresponding characters of the inertia group Formula (resp., Formula ) for Formula ) for each prime Formula of R1. Here is the description,


Formula 3

(3.22)
where Formula and Formula are distinct primes in M1.

By Theorem 3.3 and Remark 3.4, we have the (imprimitive) p-adic Rankin product Formula with missing Euler factor Formula as in Remark 3.4 for two characters Formula and Formula . Writing Formula , we have Formula .

Let Formula and Formula . We define a p-adic L-function Formula for Formula and Formula by


Formula

for the Katz p-adic L-function LK for the CM field K.

We follow the argument in [7], [18], and [8] to show the following identity of p-adic L-functions.

Theorem 3.5
Let {varphi} (resp., {xi}) be a character of Formula (resp., Formula ) with values in Wx. Suppose the following two conditions:
  1. Formula is prime to any inert or ramified prime of M1/F;
  2. Formula is nonempty at each prime factor Formula of Formula .

Then we have, for a power series Formula ,


Formula

where {psi} = {varphi} and Formula . The power series Formula is equal to ({lambda}{varphi}*{lambda}{xi}) · H({psi}) up to units in Formula .

In our earlier papers [18, Theorem 8.1] and [16, Theorem 5.5], we have taken M = M1; so this theorem is a version of the result there taking different CM fields M and M1 (well chosen). We have an extra error factor Formula in Formula which does not appear in [16, Theorem 5.5]. As noticed by R. Gillard and described in [17] at the end, if we take p to be a prime appearing in this factor, the anticyclotomic p-adic Hecke L-function LM({varphi}) often has a positive µ-invariant. The above theorem is not empty because of the following.

Lemma 3.6
Assumption (ii) of the above theorem can be achieved by choosing (F1, {xi}) well. In particular, for any finite set S1 of primes outside S and Formula and given semisimple quadratic extensions Formula for Formula , we may impose to have Formula for all Formula and Formula to find such a pair (F1, {xi}).

Proof
For prime factors Formula of d(M/F)d(M1/F), we may choose both Formula and Formula to be the trivial characters; so we need to choose {xi}, so that Formula for a factor Formula of Formula unramified in K/F. We can choose F1 so that Formula is as specified for Formula , and that all prime factors in Formula split over F split also in M1. For such split prime factors Formula of F, we can identify Formula and Formula and we impose Formula on Formula . For Formula , we choose Formula to be unramified. For prime factors Formula of Formula nonsplit in M, Formula splits into Formula in M1/F1 by our choice of F1 already made. Then we choose Formula on Formula , and we impose Formula . Then by our definition, Formula on Formula for all Formula , and Formula . By adding ramification to F1 outside S1 and Formula if necessary, we may assume that R1x = Ox. Since Formula is trivial over Rx sup Ox = R1x, we can extend Formula to a finite-order character of Formula , which can be extended to a finite-order character of Formula without adding any more ramification, as desired.

Proof of Theorem 3.5. The proof of the theorem is identical to the proof given in [8, Section 7.4], (and of [16, Theorem 5.5]), since the factors C(P,Q), W(P,Q), S(P), and E(P,Q) appearing in Theorem 3.3 are identical to the one appearing in [7, Theorem 5.2] except for the power of the discriminant D, which is compensated by the difference of (f°P, f°P) appearing in [7, Theorem 5.2] from (fP, fP) in Theorem 3.3. Since we do not lose any Euler factors in equation 3.5 (thanks to our minimal-level structure and assumption 3.6 assuring principality everywhere for gQ) and the epsilon factor of Formula is the product of the individual one associated to Formula and Formula , we can write the numerator of the Rankin product as Formula . This finishes the proof of Theorem 3.5.

Lemma 3.7
Choosing (F1, {xi}) well, if p>3, we may assume that the µ-invariant of Formula projected to W[[{Gamma}L]] vanishes.

Proof
By our choice of F1 and M1, the conductor of Formula is made of primes splits over F1; so the condition (S) with respect to K/F1 is satisfied by Formula . In particular, all primes ramifying in M/F split in M1/F. Thus we do not need to multiply the Katz p-adic L-function Formula by the extra Euler factor E'(P, Q) in Remark 3.4 to get Formula , and hence we need to prove the vanishing of µ of the anticyclotomic projection Formula , which is studied in [17].

In [17, Theorem I], under the split prime-to-p conductor assumption (S) (with respect to K/F1) of Formula (which holds by our choice of F1/F as we have seen), a set of three conditions (M1–3) equivalent to the nonvanishing of Formula is stated. One of them is the modulo p identity of Hecke characters of F1:

(M3) Formula , where Formula is the maximal ideal of W, ?1 is the restriction to the Hecke character to Formula , and {omega} is the Teichmüller character of F1 of conductor p.

We further restrict these characters to Formula . Since we may assume Formula by the above lemma, we get Formula over Formula , which is not the case if p>3. Indeed, Formula is ramified at p and Formula is unramified at p, since p is unramified in Formula by our choice of M and F1. Thus Formula holds under Formula (and such a choice is possible by the above lemma).

This implies the following corollary.

Corollary 3.8
We have


Formula

in {Lambda} if p>3 is unramified in M.

Proof
Let µ be the µ-invariant of Formula . Then Formula with {Phi} isin W[[{Gamma}M]] prime to p, and by Theorem 3.5 combined with the above lemma, we get pµ|H({psi}) ({Leftrightarrow}µ <= µ(H({psi}))). On the other hand, {Phi}|H({psi}) is the main theorem of [18, Theorem I] (strictly speaking, we should have said that H({psi}) and the congruence power series H used in [18] have the common prime-to-p part, or that the same proof as in [18, p. 257] just above Theorem 8.2 works in the present case taking K = M {oplus} M and M1 = M, as described in the beginning of Section 3). This finishes the proof.

Since Formula as explained in the introductory section, this implies Theorem 3.1.


    4. Behaviour of p-Adic L-Functions under Base Change
 TOP
 Abstract
 1. Introduction
 2. Hilbert Modular Forms...
 3. Anticyclotomic Iwasawa Series
 4. Behaviour of p-Adic...
 References
 
The following theorem is the only ingredient left to be proven in the proof of the anticyclotomic main conjecture given in the introductory section.

Theorem 4.1
Assume (F1–3) for E, M', F in the introductory section. Then we have Formula and Res(LE({psi}E)) = LM({psi})LM({psi}{alpha}) up to units in Formula , where Formula .

Proof
We work in the setting and with the symbols we defined in the introductory section. Let X(R) be the CM abelian variety defined over Formula with Formula (see [24] and [22] for such a choice). Let RE be the integer ring of E. Then X(RE) = X(R) {otimes} RRE. This shows that the CM (Néron) eigen period ({Omega}{sigma}){sigma}isin{Sigma} of X(R) defined in [20, (2.6.31)] (where {Omega} is written as c) to construct the p-adic L-function LM({psi}) can be used to construct LE({psi}E). In the construction of the p-adic L-function, the polarization ideal of X(R) contributes (see the interpolation formula (1.3) of [17]). Indeed, the polarization is induced by a Riemann form Formula for a well-chosen purely imaginary element 0 != {delta} isin M (see (d1–2) in [17]). We can use the same {delta} to give a polarization of X(RE) because RE/R is unramified at p. For any Hecke character {psi}'E whose p-adic avatar factoring through Res is of the form {psi}'E = {psi}'{circ}NE/M for a Hecke character {psi}' of M. Since the archimedean L-function L(s, {psi}'E) is factored into the product L(s, {psi}')L(s, {psi}'{alpha}), it is easy to verify by the interpolation formulas of [20], [18], and [17, (1.3)] of LE({psi}E) that the same factorization Res(LE({psi}E)) = LM({psi})LM({psi}{alpha}) holds up to units in W[[{Gamma}M]].

To show the identity on the Galois side, we write LE{infty}/E{infty}E({psi}E) for the maximal p-abelian extension unramified outside {Sigma}p. Note that E({psi}E) is the composite of M({psi}) and M({psi}{alpha}). Indeed, by (F3), {alpha} ramifies at a prime where {psi} is unramified; so E = M({alpha}) and M({psi}) are linearly disjoint, and hence M({alpha}{psi})M({psi}) = E({psi}E).

Let L{psi}{infty} (resp., L{alpha}{psi}{infty}) be the maximal p-abelian extension of M({psi})M{infty} (resp., M({psi}{alpha})M{infty}) unramified outside {Sigma}p. We can also think the maximal p-abelian extension L'{infty}/M({psi})M({psi}{alpha})M{infty} inside LE{infty}. Then L'{infty} is the composite of L{psi}{infty} and L{alpha}{psi}{infty}. The Galois group Gal(L'{infty}E{infty}/E{infty}) is isomorphic to


Formula

since E/M ramifies at some places outside p by (F3). Put


Formula

Let {sigma} be the generator of Gal(E/M). Taking the extension Formula of {sigma} to Formula , we can let Gal(E/M) act on XEM and XEM[{psi}E] by Formula . Then XM[{psi}] {cong} XEM[{psi}E]/({sigma} – 1)XEM[{psi}E] and XM[{psi}{alpha}] {cong} XEM[{psi}E]/({sigma} + 1)XEM[{psi}E] as W[[{Gamma}M]]-modules. This shows


Formula

as W[[{Gamma}M]]-modules. Thus we have the identity of the Fitting ideals (see [21, Appendix 4]),


Formula

By [15], Theorem 5.33 and Lemma 5.23(2)], XE[{psi}E] is a torsion module of finite type over W[[{Gamma}E]] with homological dimension 1 (so it does not have any pseudo-null submodules non-null). Then Formula is a principal ideal generated by the characteristic power series Formula . Thus we find


Formula

Since the reflexive closure of


Formula

is generated by Formula , we conclude the identity of the principal ideals,


Formula

as desired, and moreover Formula is principal and is generated by Formula (though this can be also proven by the result of Fujiwara [4] following the argument proving Theorem 5.33 in [15], Chapter 5], removing some of the simplifying assumptions (h1–4) made there).


    Acknowledgments
 
The author is partially supported by the NSF grants DMS 0244401, DMS 0456252, and DMS 0753991.


    References
 TOP
 Abstract
 1. Introduction
 2. Hilbert Modular Forms...
 3. Anticyclotomic Iwasawa Series
 4. Behaviour of p-Adic...
 References
 

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