International Mathematics Research Notices Advance Access originally published online on January 14, 2009
International Mathematics Research Notices (2009) 2009:912-952, doi:10.1093/imrn/rnn151 published on March 4, 2009
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Quadratic Exercises in Iwasawa Theory
Department of Mathematics, University of California at Los Angeles, Los Angeles, CA 90095-1555 USA
Correspondence: Correspondence to be sent to: hida{at}math.ucla.edu
| Abstract |
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The anticyclotomic main conjecture for CM fields was proven in 2006 under some restrictive conditions. In this paper, we remove the assumption on the conductor of the blanch character, and therefore, the conjecture is now proven to be true under very mild conditions.
Received for publication July 20, 2008. Revision received November 9, 2008. Accepted for publication November 13, 2008.
| 1. Introduction |
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The anticyclotomic main conjecture of p-ordinary CM fields M was proven in [14] under some hypothesis. In this paper, we propose the removal of the following hypothesis we made in [14]:
- (S) The prime-to-p part of the conductor of the branch character
is a product of primes of M of relative degree1 over the maximal totally real subfield F of M.
We shall remove this assumption by reducing the conjecture to the result in [14] under (S) by a simple argument of quadratic (automorphic) base change. The condition (S) is equivalent to having the automorphic induction of the character everywhere in the principal series (cf. [26]).
Write R (resp., O) for the integer ring of M (resp., F). The field F is totally real, and M is a totally imaginary quadratic extension of F (inside a fixed algebraic closure
of
). We fix an odd prime p>2 unramified in
. The field M is called p-ordinary if there exists an abelian variety with complex multiplication by M having ordinary good reduction at p. This property can be detected by the CM type of the abelian variety. To describe this fact, fix an embedding
. A CM-type
is associated to an abelian variety with CM by M having ordinary good reduction at ip if the embeddings ip
for
induce exactly a half
p of the p-adic places of M. Such a CM type is called a p-ordinary CM type, and we fix a p-ordinary CM type
and the set
p of associated p-adic places. We identify
p with a subset of prime factors of p in M. Fix
inducing the generator of Gal(M/F). The disjoint union
p
cp is the set of all prime factors of p in M.
We study the arithmetic of the unique
-extension M–
of M (unramified outside p and
) on which c
c–1 =
–1 for all
–M = Gal(M–
/M). We choose a complete discrete valuation ring W inside
finite flat and unramified over
. A Hecke character
of
is called anticyclotomic if
(xc) =
(x)–1. By class field theory, if
is of finite order, we often regard
as a character of
, and then anticyclotomy of
can be interpreted as
(c
c–1) =
(
)–1. We write the conductor of
as
for an ideal
prime to p. Here for a multi-exponent
, we write
for
.
Suppose that
has finite order. Let M(
)/M be the class field cut out by
; in other words,
induces the isomorphism
. Consider the extension M–
M(
)/M(
) which is called the anticyclotomic tower over M(
). Let L
/M–
M(
) be the maximal p-abelian extension unramified outside
p. Each
Gal(L
/M) acts on the normal subgroup X = XM
Gal(L
/M–
M(
)) continuously by conjugation, and by the commutativity of X, this action factors through Gal(M(
)M–
/M). We fix a splitting Gal(M(
)M–
/M) =
–M x Gtor(
) for the maximal torsion subgroup
. Then we look into the
–M–module:
.
As is well known, X[
] is a W[[
–M]]-module of finite type, and if
is anticyclotomic nontrivial over
with p* = (–1)(p–1)/2p, it is proven to be a torsion W[[
–M]]-module by a result of Fujiwara (cf. [10, Corollary 5.4] and [15, Theorem 5.33]) generalizing the fundamental work of Wiles [27] and Taylor–Wiles [25]. Thus, we can think of the characteristic element
of the module X[
]. As we have seen in [18] and [19], we have the anticyclotomic p-adic Hecke L-function
(constructed by Katz), where
is the completed p-adic integer ring of the maximal unramified extension of
inside
. We regard
. Then the anticyclotomic main conjecture can be stated as follows.Anticyclotomic main conjecture. We have the identity:
up to a unit in
.
The main conjecture for imaginary quadratic fields (including the cyclotomic
-extension) and its anticyclotomic version for imaginary quadratic fields have been proved by K. Rubin refining Kolyvagin's method of Euler systems, and after that, the anticyclotomic version was again treated by J. Tilouine (for imaginary quadratic cases) by a method similar to the one exploited in this paper, combined with the class number formula of the ring class fields. A partial result toward the general conjecture was studied in [14, 16, 18] and [19].
We fix a continuous anticyclotomic character
of finite order. We shall prove the following theorem.
Theorem. Assume that p>3 and the following three conditions:
- the anticyclotomic character
has order prime to p;
- the local character
is nontrivial over
for all
;
- the restriction
* of
to
is nontrivial.
Then the anticyclotomic main conjecture holds.
This theorem was proven in [14] under the aforementioned extra assumption (S) which we remove in this paper. In a forthcoming paper, resorting to a framed version of the "R = T" theorem in [3], we plan to remove assumption (2). Assumption (3) is at this moment difficult to remove (because it is fundamental for the Taylor–Wiles system to work in proving the necessary "R = T" theorems). Assumption (1) can be removed, but it is a technical endeavor; so, for simplicity, we assume it in this paper.
To give a short description of the idea of the proof, decompose
so that
is a product of inert prime factors,
is a product of ramified prime factors
and
. Let
. Write
, where h(M) and h(F) are class numbers of M and F, respectively. Up to a p-adic unit,
is the relative class number of the ray class group modulo
, that is, the ratio of the order of the ray class group
of M and that of
of F.
The idea of the proof is to reduce the conjecture to the case under (S) treated in [14] by quadratic base change to a well-chosen totally real quadratic extension F'/F and a further refinement, eliminating the assumption (S), of the method exploited in [18] and [16, Theorem 5.1], where we have proven
in
under (S). As is well known (e.g. [15, Lemma 5.31]), we can always find an algebraic Hecke character
of M such that
– =
, where
– =
c
–1 with
c(x) =
(xc). We choose
well. Then one of the main ingredients of the proof is the congruence power series H(
)
W[[
–M]] of the CM-component of the universal nearly ordinary Hecke algebra h for GL(2)/F associated to the theta series of
. In the joint works with Tilouine, we took h of (outside p) level
for the conductor
of
and the relative discriminant d(M/F) of M/F. In this paper, as in [14] and [16, Section 2.10], we take the Hecke algebra of level
which is a product of
and d(M/F) (introducing a new type of Neben character determined by
with
– =
). Fujiwara formulated his results in [4] using such level groups. Another important ingredient is the following divisibility assertion (without assuming (S)) in Corollary 3.8 which will be proven refining the proof of a similar result in [16, Corollary 5.6] under (S):
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| (A) |
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| (1.1) |
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| (B) |
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| (C) |
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We can arrange F'/F so that
- (F1) for any prime
of F ramifying in M, the inertia group of
in Gal(E/F) is given by Gal(E/M') (so any prime factor of
in F' splits in E/F');
- (F2) for any prime
inert in M/F in the conductor
of
, the decomposition group of
in Gal(E/F) is given by Gal(E/M') (so any prime factor of
in F' splits in E/F');
- (F3) E/M ramifies at least one finite place outside p.
- (F2) for any prime
We consider the base change
E = 
NE/M. Then by (F1–2),
E has conductor whose prime factors all split in E/F' (so, (S) for
E is satisfied). Thus by the main theorem of [14], we have
up to units in
. We have the restriction map Res:
–E
–M. By (F3), Res is a surjection. We can verify (see Section 4) that
for
and Res(L–E(
E)) = L–M(
)L–M(
) up to units in
. Thus
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remains anticyclotomic (because
has order 2). By (C): |
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The proof of equation 1.1 again involves a base-change technique to quadratic extensions fitting into a diagram similar to the above (since the main result in [17] is again proved under (S)), but we need to choose the real quadratic extension F1/F more carefully than F'/F. We will postpone the exact specification of F1/F to Section 3.3, since the choice is subtle and rather technical.Notation. Here is a basic notation we use without explaining much. We write
for the adele ring, and
is the ring of finite adeles; so
. We regard GL(2)as a linear algebraic group defined over Oand write G for
. Write I for the set of all embeddings of F into
, and define
for the product of I copies of the upper half complex plane
. A classical Hilbert modular form is a holomorphic function on
with certain automorphy property (see equation 2.6), and an adelic Hilbert modular form (whose precise definition we will give later) is a function on the idele group
.
| 2. Hilbert Modular Forms and Hecke Algebras |
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Let us give a short description of the adelic/classical Hilbert modular forms and their Hecke algebra of level
2.1 Double-coset rings
We first recall formal Hecke rings of double cosets. For that, we fix a prime element
of
for every prime ideal
of O. We consider the following open compact subgroup of
:
|
| (2.1) |
|
| (2.2) |
|
| (2.3) |
|
| (2.4) |
(though we do not assume that 
c
U
U of double cosets of U in
2.2 Adelic Hilbert modular forms
The double-coset ring
naturally acts on the space of modular forms on U whose definition we now recall. Recall that T0 is the diagonal torus of GL(2)/O; so
. Since
is canonically a quotient of
for an ideal
, a character
can be considered as a character of
. Writing
, if
– =
–11
2 factors through
for
, then we can extend the character
of
to
by putting
for
. In this sense, we hereafter assume that
is defined modulo
and regard
as a character of
. We choose a Hecke character
with infinity type (1 – [
])I (for an integer [
]) such that
+(z) =
1(z)
2(z) for
. We also write
t+ for the restriction of
+ to the maximal torsion subgroup
of
(the strict ray class group modulo
:
).
Writing T2 for
(the diagonal torus of G), the group of geometric characters X*(T2) is isomorphic to
, so that the character
has value
at each diagonal matrix
. Taking
, we assume [
]I =
1 +
2 (identifying I with 

I
), and we associate with
a factor of automorphy,
|
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- (S1) f(
zxu) =
(u)
t+(
)f(x)J
(u, i)–1 for all
and all u
U · Ci and z is any element in the center
representing an element
in the maximal torsion subgroup
of
;
- (S2) choose
with u(i) =
for
, and put fx(
) = f(xu)J
(u, i) for each
(which only depends on
). Then fx is a holomorphic function on
for all x;
- (S3) fx(
) for each x is rapidly decreasing as 
(
=
+ i
) for all
I uniformly.
- (S2) choose
It is easy to check (e.g. [12, 3.1.5]) that the function fx in (S2) satisfies the classical automorphy condition
|
| (2.6) |
x (e.g. [12, (3.22)]); so it is a cusp form.- (
+) Imposing that f has the central character
+ in addition to the action of
in (S1), we define the subspace
of
.
The symbols
= (
1,
2) and (
1,
2) here correspond to (
2,
1) and (
2,
1) in[13, Section 4.2.6, p. 171] and [15, Section 2.3] because of a different notational convention in [13] and [15].
We identify I with 

in
. We have S
= 0 unless
1 +
2 = [
1 +
2]I for
, because I – (
1 +
2) is the infinity type of the central character of automorphic representations generated by S
. We write simply [
] for
assuming S
0. The SL(2)-weight of the central character of an irreducible automorphic representation
generated by
is given by k
1 –
2 + I (which specifies the infinity type of 
as a discrete series representation of
). There is a geometric meaning of the weight
: the Hodge weight of the motive attached to
(cf. [2]) is given by {(
1,
,
2,
), (
2,
,
1,
)}
, and thus, the requirement
1 –
2
I is the regularity assumption for the motive (and is equivalent to the classical weight k
2I condition).
Choose a prime element
of
for each prime
of F. We extend
to
just by putting
for
. This is possible because
for
. Similarly, we extend
1 to
. Then we define
for
. Let
be the unipotent algebraic subgroup of GL(2)/O defined by
For each
, we decompose
for finitely many u and t (see [23, Chapter 3] or [12, 3.1.6]) and define
|
| (2.7) |
to
to
', then we have |
|
'. Thus the sole difference is the root of unity
2.3 Fourier and q-expansion
To introduce rationality of modular forms, we recall Fourier expansion of adelic modular forms (cf. [8, Sections 2.3–4]). Recall the embedding
, and identify
with the image of i
. Recall also the differental idele
with
and
. Each member f of
has its Fourier expansion
|
| (2.8) |
) = exp(2
i

Ix
) for
a(y, f) is a function defined on
). The function a(y,f) is supported by the set
Let F[
] be the field fixed by
, over which the character
X*(T2) is rational. Write O[
] for the integer ring of F[
]. We also define O[
,
] for the integer ring of the field F[
,
] generated by the values of
over F[
]. For any F[
,
]-algebra A inside
, we define
|
| (2.9) |
(U,
; A) as the space of A-rational global sections of a line bundle of a variety defined over A (e.g., [15, Chapter 4]); so we have, by the flat base-change theorem (e.g. [11, Lemma 1.10.2]),
|
| (2.10) |
(U,
; A)
EndA(S
(U,
; A)) by the A-subalgebra generated by the Hecke operators of
For any
-algebras A, we define
|
| (2.11) |
a(y, f) extends to a function on
S
(U,
; A) by
|
| (2.12) |
|
| (2.13) |
We now define for any p-adically complete O[
,
]-algebra A in
|
| (2.14) |
) gives rise to the geometric q-expansion at the infinity cusp of the classical modular form fx for
We choose a complete representative set {ci}i=1,...,h in finite ideles for the strict idele class group
, where h is the strict class number of F. Let
. Put
, and consider
as defined in (S2). The collection (fi)i=1,...,h determines f, because of the approximation theorem. Then f(cid–1) gives the q-expansion of fi at the Tate abelian variety with
-polarization
(
). By the q-expansion principle (e.g. [17, Section 4.1] or [15, 4.2.6]), the q-expansion f(y) determines f uniquely.
2.4 Hilbert modular Hecke algebras
We write T(y) for the Hecke operator acting on S
(U,
; A) corresponding to the double coset
for an integral idele y. We renormalize T(y) to have a p-integral operator
:
. Since this only affects T(y) with yp
1,
if
. However
for primes
. The renormalization is optimal to have the stability of the A-integral spaces under Hecke operators. We define
for
, which is equal to the central action of a prime element
of
times
. We have the following formula of the action of
and
(e.g. [13], Section 4.2.10[):
|
| (2.15) |
|
| (2.16) |
(U,
; A) under this condition (see [13, Theorem 4.28]). We define the Hecke algebra h
(U,
; A) (resp.,
(U,
; A)) (resp.,
We have canonical projections
|
|
β (|
|
(U,
; A)}U (U running through open subgroups of
1 –
2
I) gives rise to the universal Hecke algebra
(as long as
1 –
2
I) and has canonical generators
(U,
; A),
. We also note here that this algebra
+,
') employed in [18, p. 240] (when specialized to the CM component there) if A is a complete p-adic discrete valuation ring.
Let
A = A[[
]] for the maximal torsion-free quotient
of G. We fix a splitting G =
x Gtor for a finite group Gtor. If A is a complete p-adic valuation ring, then
is a torsion-free
A-algebra of finite rank and is
A-free under some mild conditions on
and
([13, 4.2.12]). Take a point P
Spf(
)(A) = Homcont(
, Ax). Regarding P as a character of G, we call P arithmetic if it is given locally by an algebraic character
(P)
X*(T2) with
1(P) –
2(P)
I. Thus if P is arithmetic,
P = P
(P)–1 is a character of
for some multi-exponent
0. Similarly, the restriction of P to
is a p-adic Hecke character
P+ induced by an arithmetic Hecke character of infinity-type (1 – [
(P)])I. As long as P is arithmetic, we have a canonical specialization morphism,
|
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A-free. The specialization morphism takes the generators | 3. Anticyclotomic Iwasawa Series |
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We fix a conductor
|
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M) is embedded into M
M by
(
,
c) and M is embedded into M
M diagonally. We replace this diagram by well-chosen field extensions, |
|
The cuspidal automorphic induction
(
) of
is supercuspidal at prime factors
of
, but by definition, the local Galois representation at
associated to
(
) is the induced representation of the character
of the quadratic extension
. This fact (the condition (ind) below) still allows us to easily determine the exact Euler factor at
of the p-adic Rankin product studied in [7]. The local computation at primes where
(
) is nonsupercuspidal (so principal) has been done in [16, Section 5], but for the sake of completeness, we will repeat some details.
We consider
for the ray class group
of M modulo
. We split
for a finite group
and a torsion-free subgroup
. Since the projection:
induces an isomorphism
, we identify
with
1 and write it as
M, which has a natural action of Gal(M/F). We define
+M = H0(Gal(M/F),
) and
–M =
M/
+M. Write
–:Z
–M and 
:Z
for the two projections. Take a character
, and regard it as a character of Z through the projection: Z
. The Katz measure
on
associated to the p-adic CM type
p as in [18, Theorem II] induces the anticyclotomic
-branch µ–
by
|
|
) for this measure dµ–
regarding it as an element of the algebra
– = W[[
–M]] made up of measures with values in W.
We look into the arithmetic of the unique
-extension M–
of M on which we have c
c–1 =
–1 for all
Gal(M–
/M) for complex conjugation c. The extension M–
/M is called the anticyclotomic tower over M. Writing
for the ray class field over M modulo
, we identify
with
via the Artin reciprocity law. Then
and Gal(M–
/M) =
–M. We then define M
by the fixed field of
in
; so Gal(M
/M) =
. Since
is a character of
,
factors through Gal(M–
M
/M). Let L
/M–
M
be the maximal p-abelian extension unramified outside
p. Each
Gal(L
/M) acts on the normal subgroup X = Gal(L
/M–
M
) continuously by conjugation, and by the commutativity of X, this action factors through Gal(M
M–
/M). Then we look into the
–M-module:
.
As is well known, X[
] is a
–-module of finite type, and in many cases, it is torsion by a result of Fujiwara (cf. [4], [10, Corollary 5.4] and [15, Section 5.3]) generalizing the fundamental work of Wiles [27] and Taylor–Wiles [25]. If one assumes the
-Leopoldt conjecture for abelian extensions of M, we know that X[
] is a torsion module over
– unconditionally (see [19, Theorem 1.2.2]). If X[
] is a torsion
–-module, we can think of the characteristic element
of the module X[
]. If X[
] is not of torsion over
–, we simply put
. A character
of
is called anticyclotomic if
(c
c–1) =
–1(
).
We are going to prove the following theorem in this section.
Theorem 3.1
Letbe an anticyclotomic character of
. If p>3 is unramified in
, then the anticyclotomic p-adic Hecke L-function L–M(
) is a factor of
in
–.
Regarding
as a Galois character, we define
–(
) =
(c
c–1
–1) for
. Then
– is anticyclotomic. By enlarging
if necessary, we can find a character
such that
=
– for any given anticyclotomic
(e.g. [11, p. 339] or [15, Lemma 5.31]). Thus we may always assume that
=
–.
It is proven in [18] and [19] that LM(
–) is a factor of
in
. Thus the improvement concerns the p-factor of L–M(
–), which has been shown to be trivial in [17] under the assumption (S) except for the rare cases of positive µ by a trivial reason, but it can often be nontrivial without the assumption (S) as such examples are given in [17] at the end. The main point of this section is to give a new proof of the assertion (A), reducing it to the vanishing of the µ-invariant of the p-adic Hecke L-functions in [17, Theorem I] (which still assumes (S) but as we have already explained, by a quadratic base change we can reduce things to the nonvanishing result over a quadratic CM extension K of M where (S) is satisfied). We will restate the assertion (A) as Corollary 3.8. The proof is similar to the argument in [18, 19], and [16], but the use of µ(L–K) = 0 is a new point. We first deduce a refinement of the result in [18, Section 7] using a unique Hecke eigenform (in a given automorphic representation) of minimal level at nonsupercuspidal places and new at supercuspidal places. The minimal level is possibly a proper factor of the conductor of the representation.
Here we describe how to reduce Theorem 3.1 to Corollary 3.8. Since the result is known for
by the works of Rubin and Tilouine, we may assume that
. Put
= W[[
M]]. By definition, for the universal Galois character
sending
to
(
) and
M to the group element
M
, the Pontryagin dual of the adjoint Selmer group
defined in [12, 5.2] is isomorphic to the direct sum of
and
for the ray class groups
and
modulo
, respectively, for M and F (see [19, Proposition 3.32] and also [15, Theorem 5.33]). Thus the characteristic power series of the Selmer group is given by
.
To relate this power series
(
=
–) to congruence among automorphic forms, put
and
, and we identify
and
. Note that
. Recall the maximal diagonal torus T0
GL(2)/O. Thus,
restricted to
gives rise to the character
of
. We then extend
to a character
F of
by
. Then we define the level ideal
by
and consider the Hecke algebra
. It is easy to see that there is a unique W[[
]]-algebra homomorphism
:hn.ord
such that the associated Galois representation 
([8, 2.8]) is
. Here
is the maximal torsion-free quotient of G introduced in Section 2. Note that the restriction of 
to the inertia group
at each prime
is the diagonal representation
with values in GL2(W). For supercuspidal primes
,
for the unique prime
of M above
(in this case,
is absolutely irreducible). We write H(
) for the congruence power series H(
) of
(see [8, Section 2.9], where H(
) is written as
(
)). Writing
for the local ring of hn.ord through which
factors, the divisibility:
follows from the surjectivity onto
of the natural morphism from the universal nearly ordinary deformation ring Rn.ord of
(without deforming
for each
prime to p and the restriction of the determinant character to the torsion part of
). See [19, Sections 3.3 and 6.2] for details of this implication. The surjectivity is obvious from our construction of
because it is generated by
for primes
outside
and by the diagonal entries of 
restricted to
for
. Thus we prove the assertion (A):
as Corollary 3.8, which will be proved in the rest of this section. As a final remark, if we write
for the quotient of
which parameterizes all p-adic modular Galois representations congruent to
with a given (compatible) determinant character
, we have
for the maximal torsion-free quotient
+ of
(cf. [12, Theorem 5.44]). This implies H(
)
W[[
–M]].
3.1 Adjoint square L-values as Petersson metric
Let
. Let S be a finite set of finite places of F. Let
be a cuspidal automorphic representation of
which are everywhere principal at finite places outside S, supercuspidal at all places of S, and in holomorphic discrete series at archimedean places. Since
is associated to holomorphic automorphic forms on
,
is rational over the Hecke field generated by eigenvalues of the primitive Hecke eigenform in
. We have
=
(
)

for representations
(
) of
and 
of
. We further decompose
|
|
, these characters have values in
+ for the central character of
(
), and its local component
+ =
1
2 for the product
OxS for the projection, and we put d(S) = d/dS.
In the space of automorphic forms in
, there is a unique normalized Hecke eigenform f = f
of minimal level satisfying the following conditions (see [6, Corollary 2.2]).
- (L1) The level
is given by
for the conductor
of the character
– of
and the conductor
of
(for
).
- (L2) Note that
is a character of
whose restriction to U0(C(
)) for the conductor C(
) of
induces the "Neben" character
. Then
satisfies f(xu) = 
(u)f(x).
- (L3) The cusp form f gives rise (in the manner described in (S3)) to holomorphic cusp forms of weight
.
- (L2) Note that
In short, f
is a cusp form in
. It is easy to see that
=
–12 has conductor
, and that v
2 is a constant multiple of f for the new vector v of
(note here that
may not be automorphic, but
is an admissible irreducible representation of
; so the theory of new vectors still applies). Since the conductor C(
) of
is given by the product of the conductors of
1 and
2, the minimal level
is a factor of the conductor C(
) and is often a proper divisor of C(
).
By (L2), the Fourier coefficient a(y,f) satisfies a(uy, f) =
1(u(S))a(y, f) for
(
). In particular, the function:
only depends on the fractional ideal yO. Thus writing
for the ideal
, we defined in [7] the self-Rankin product by
|
|
s – [
] – 1, because in order to normalize the L-function, we used in [7, (4.6)] the unitarization
to define the Rankin product. The weight
u of the unitarization satisfies [
u] = 1 and |
| (3.1) |
We are going to define Petersson metric on the space of cusp forms satisfying (L1–3). For that, we write
|
|
|
| (3.2) |
|
|
F(s) of F, and
1 –
2 + I and w = I –
2) is the Eisenstein series of level
–1
–1,
) there.
By the residue formula at s = 1 of
(e.g. (RES2) in [9, p. 173]), we find
|
| (3.3) |
is the regulator of F.
Since f corresponds to v
2 for the new vector v
=
–12 of the principal series representation
(S
) of minimal level in its twist class {
} (
running over all finite-order characters of
), by making product
, the effect of tensoring
2 disappears. Thus, we may compute the Euler factor of D(s, f, f) as if f were a new vector of the minimal-level representation. Then for each prime factor
, the Euler
-factor of
is given by
|
|
- (ind) the local representation
of
(for each place
), associated to
by the Langlands functoriality, is of the form
for a quadratic extension
.
The above condition is satisfied always for any odd prime in S (see [26]). Since
(
) is supercuspidal,
is irreducible, for
inducing the generator of
on
,
is not equal to
. Take
|
|
f = 
f
–1.
If
is unramified, for the inertia subgroup
of
, we find
|
|
to be the Frobenius map
of |
|
for the identity map of
–1
and
interchanges the two components; so we have
v = –v. Thus, the corresponding Euler factor of
Split
for the collection Sur of
such that
is unramified. Then
- at
, the zeta function
has the single Euler factor
, and the zeta function
has its square
at
, because
contributes one more factor
;
- at
,
has the trivial Euler factor 1, and the zeta function
has
;
- at
,
has the trivial Euler factor 1, and the zeta function
has the factor
.
The Euler factors outside
are the same by the standard computation. Therefore, under (ind), the left-hand-side of equation 3.3 is given by
|
| (3.4) |
|
| (3.5) |
F(s) = 

(s
) for the
-function
(s) = 
0e–tts–1dt. This formula is consistent with the one given in [18, Theorem 7.1] (but is much simpler).
3.2 Primitive p-adic Rankin product
Let
and
be integral ideals of F prime to p. We shall use the notation introduced in Section 2. Thus, for a p-adically complete valuation ring
,
and
are the universal nearly ordinary Hecke algebra with level
and
, respectively. The character
= (
1,
2,
t+) is made of the characters of
j of
(for an ideal
) of finite order and for the restriction
t+ to
(the torsion part of
) of a Hecke character
+ extending
1
2. Similarly we regard
as a character of
for an ideal
); so,
– =
–11
2 and
– are well defined (finite order) character of
and
, respectively. In particular we have
and
, where
is the prime-to-p part of the conductor
of
–. We assume that
|
| (3.6) |
|
| (3.7) |
Let
and
be
-algebra homomorphisms for integral domains
and
' finite torsion-free over
. Write
(thus,
is the level at supercuspidal places for
). Let
be the Galois representation associated to
(so
for almost all primes
), where Q(
) is the quotient field of
. Consider its restriction
to
for a prime factor
of
. We suppose to have a quadratic extension
such that
- (SC)
is isomorphic to an irreducible induced representation
for a Galois character
at each prime factor
.
Since we only deal with automorphic induction from a quadratic extension of F in our application, this condition is always satisfied (and as we mentioned already, it holds for any odd prime factor of
by [26]).
For each arithmetic point
, let
be the normalized Hecke eigenform of minimal level belonging to
at P. In other words, for
, we have a(y, fP) =
P(T(y)) for all integral idele y with yp = 1. In the automorphic representation generated by fP, we can find a unique automorphic form fordP with a(y, fordP) =
(T(y)) for all y, which we call the (nearly) ordinary projection of fP. Similarly, using
', we define
for each arithmetic point
. Recall that we have two characters (
P,1,
P,2) of
associated to
P. Recall
. The
-component (for a prime
) of the automorphic representation
(
P) generated by the nearly ordinary form fP is necessarily principal or special, because
(T(p)) is a p-adic unit. For simplicity, we assume that
- (PR) for each prime
, the
-components of
(
P) and
(
'Q) are principal.
Since we only deal with automorphic induction from a p-ordinary CM quadratic extension of F in our application, this condition is always satisfied. This condition combined with
in equation 3.6 implies that all local factors of
(
'Q) at finite places are in principal series.
The central character
P+ of fP coincides with
P,1
P,2 on
and has infinity-type (1 – [
(P)])I. We suppose the following.
|
| (3.8) |
is unramified outside p. As seen in [7, 7.F], we can find an automorphic form gQ|
–1 on
–1) = a(y, gQ)
–1(yO), where |
|
|
|
|
| (3.9) |
=
(P) and
' =
(Q) if confusion is unlikely.
Note that for
,
|
|
further complicates our notation, we can do away with it just replacing gQ by g'Q, since the local component
'1,Q =
1,P, and hence without losing much generality, we may assume a slightly stronger condition,
|
| (3.10) |
For each holomorphic Hecke eigenform f, we write M(f) for the rank 2 motive attached to f (see [2]),
for its dual,
f for the
-adic Galois representation of M(f), and
for the contragredient of
f. Here
is the p-adic place of the Hecke field of f induced by
. Thus L(s, M(f)) coincides with the standard L-function of the automorphic representation generated by f, and the Hodge weight of M(fP) is given by {(
1,
,
2,
), (
2,
,
1,
)}
for each embedding
. We have
(
; see [15, 2.3.8]).
Lemma 3.2
Suppose 3.6 and 3.8. Write, and assume that at primes
, the
-factor
of the automorphic representation generated by fP is supercuspidal and is an automorphic induction of a character of a quadratic extension of
. Then for primes
, the Euler
-factor of
is equal to the Euler
-factor of
given by
where V is the space of the
-adic Galois representation of the tensor product:
and VI = H0(I, V) for the inertia group
at
.
Proof
As already explained, we may assume equation 3.10 instead of equation 3.8. Letbe a prime. By abusing the notation, we write
(resp.,
) for the
-factor of the representation generated by fP (resp., gQ). By the work of Carayol, R. Taylor, and Blasius–Rogawski combined with a recent work of Blasius [1], the restriction of
to the decomposition group at
is isomorphic to
(regarding
as Galois characters by local class field theory). The same fact is true for gQ. If
but
, then VI is one-dimensional on which Frob
acts by
because
is ramified unless i = j = 1 (
1 =
1 on
and
). If
, both
and
are unramified principal series. By
:3.10, we have an identity
on the inertia group, which is unramified. Therefore V is unramified at
. At the same time, the L-function has full Euler factor at
.
Now assume that
is a prime factor of
. Then
for a character
of D' for a subgroup D' of
of index 2. Write
for a quadratic extension
. By the supercuspidality assumption (SC),
is absolutely irreducible, and hence the character
does not have an extension to D; so
with
![]()
![]()
' for
'(x) =
(
x
–1) for
![]()
D nontrivial on
. If
is ramified,
for the inertia group I
D is irreducible; so
does not have any I-invariant. In particular, the two Euler factors we are comparing are both trivial. Suppose that
is unramified; so I
D'. Since
![]()
![]()
', the two sets of characters A
{
,
'} and
of I have an empty intersection, because if they have a nontrivial intersection,
has an extension (given by one of the elements in B) to D =
I,
, where
is the Frobenius element. Note that
does not have any nontrivial I-invariant subspace. Thus, the two Euler factors we are comparing are both trivial and again identical.
We continue to assume (SC) that the
-component
of the automorphic representation generated by fP is supercuspidal for all primes
. We would like to compute
for
for an idele N = N(P) with
and
(whose prime-to-p factor is
). We continue to abuse notation and write, at a prime
,
as
(thus
is the character of
inducing the original
on
). We write
(which is a unitary character). In the Whittaker model
of
(realized in the space of functions on
), we have a unique function
on
whose Mellin transform gives rise to the local L-function of
. In particular, we have (cf. [7, (4.10b)])
|
|
generated by fP. Similarly, for a prime factor |
|
The above formula then implies
|
|
|
| (3.11) |
|
| (3.12) |
Theorem 3.3
Suppose (SC), (PR), equations 3.6, and 3.7. There exists a unique elementin the field of fractions of
satisfying the following interpolation property: Let (P, Q)
Spf(
) x Spf(
') be an arithmetic point such that
- (W)
1(P) –
1(Q)>0
![]()
2(P) –
2(Q) and
P,1 =
Q,1 on
.
Then
is finite at (P, Q) and we have
where, writing k(P) =
1(P) –
2(P) + I,
Here
and
. Moreover, for the congruence power series H(
) of
,
.
The expression of p-Euler factors and root numbers is simpler than the one given in [7, Theorem 5.1], because automorphic representation of gQ is everywhere principal at finite places (by equation 3.6). The shape of the constant W(P,Q) appears to be slightly different from [7, Theorem 5.2]. Firstly, the present factor (–1)k(P)+k(Q) is written as (
Q+
P+)
(–1) in [7]. Secondly, in [7], it is assumed that
–1Q,1 and
–1P,1 are both induced by a global character
'P and
'P unramified outside p. Thus the factor (
'Q,
'P,
)(–1) appears there. This factor is equal to (
Q,1,p
P,1,p)(–1) =
p(–1), which is trivial because of the condition (W). We do not need to assume the individual extensibility of
Q,1 and
P,1. This extensibility is assumed in order to have a global Hecke eigenform f°P = fuP
'P. However this assumption is redundant, because all computation we have done in [7] can be done locally using the local Whittaker model. Also, C(P,Q) in the above theorem is slightly different from the one in [7, Theorem 5.2], because (fP, fP) = D[
(P)]+1(f°P, f°P) for f°P appearing in the formula of [7, Theorem 5.2].
Proof
We start with a slightly more general circumstance. We shall use the symbol introduced in [7]. Supposeand
, and take normalized Hecke eigenforms
and
. Suppose
1 =
1. We define
by
. Then
for
. We put
. Then we see
(wu) =
(u)
–1(u)
(w) for
. Since
1 =
1, we find that
(u)
(u)–1 =
–(
–)–1(d) =
u(
u)–1(d) if
. We write simply
for the central character of
, which is the Hecke character
. Then we have
(zw) =
(z)
(w), and
. We then define
for
. Here B is the algebraic subgroup of G made of matrices of the form
. We extend
outside
just by 0. Similarly, we define
by
For each
-subalgebra
, we write
. Note that
for
is left-invariant under
. Then we compute
for the measure
defined in [7, p. 340]. We have
where
is defined in equation 3.9. Define
by the stabilizer in
of
. We now choose an invariant measure
U on
, so that
whenever
is supported on
and the two integrals are absolutely convergent. There exists a unique invariant measure
U as above (see [7, p 342] where the measure is written as µU). On
,
and the right-hand-side is left C
+- invariant (cf. (S2) in Section 2.2). Then by the definition of
U, we have
where
(3.13) Note that E(zw, s) = (
+–u
u+)(z)E(w, s) for
. By definition, E(
x) = E(x) for
; in particular, it is invariant under
![]()
Fx. For
,
. Thus
has eigenvalue
–u+
u+(z) under the central action of
. The averaged Eisenstein series
satisfies
, where a runs over complete representative set for
and
+ is the central character of f, and
is the central character of gc. Defining the PGL2 modular variety
, by averaging equation 3.13, we find
Writing
(3.14) and r =
'2 –
2, we define an Eisenstein series
by
where k =
1 –
2 and k' =
'1 –
'2. The ideal
is given by
. Then changing variable
, we can rewrite equation 3.14 as
where
(3.15) for
of level
, and
is the normalized Petersson inner product on
. This formula is (essentially) equivalent to the formula in [7, (4.9)] (although we have more general forms f and g with character
and
not considered in [7]). In [7, (4.9)], k' is written as
and r is written as w –
.
Let E be the Eisenstein measure of level
defined in [7, Section 8], where
is written as L. We take an idele L with
and
. Similarly, we take ideles J and N replacing in the above formula
by
and
, respectively, and L by the corresponding J and N, respectively.
The algebra homomorphism
induces, by the W-duality,
, where
is a subspace of p-adic modular forms of level
(see [8, 2.6]). We then consider the p-adic convolution as in [7, Section 9, p. 382],
where [L/J] is the operator defined in [7, Section 7.B] and all the ingredients of the above formula are as in [7, p. 383]. An important point here is that we use the congruence power series H(
)
![]()
(so
) defined with respect to
instead of h(
u,
1) considered in [7, p. 379] (so H(
) is actually a factor of H in [7, p. 379], which is an improvement).
We write the minimal level of fordP as
for
. Then we define
. The integer
is given by the exponent of
in
or 1 whichever is larger. We now compute
. We shall give the argument only when j = [
(P)] – [
(Q)]
1, since the other case can be treated in the same manner as in [7, Case II, p. 387]. Put
. We write
and put
. As before, m = L
satisfies
and
. Put r(P, Q) =
2(Q) –
2(P), which is non-negative by the weight condition (W) in the theorem. Then in exactly the same manner as in [7, Section 10, p. 386], we find, for
,
By [7, Corollary 6.3], we have, for r = r(P, Q),
(3.16) Then by equation 3.15, we get
where
(3.17) P,Q =
–1Q+
P+ for the central characters
Q+ of gQ and
P+ of fP.
Now we compute the Petersson inner product (fordP|
(N
), fordP)
in terms of (fP, fP). Note that for
![]()
The computation we have done in [7, p. 357] in the proof of Lemma 5.3(vi) is valid without any change for each
(3.18) , since at p-adic places, fP in [7] has the Neben type we introduced in this paper also for places outside p. The difference is that we compute the inner product in terms of (fP, fP) not (f°P, f°P) as in [7, Lemma 5.3(vi)], where f°P is the primitive form associated to fuP
![]()
uP,1 assuming that
uP,1 lifts to a global finite-order character (the character
–uP,1 is written as
' in the proof of Lemma 5.3(vi) of [7]). Note that here f°P = fP
![]()
–1P,1 by definition, and hence (f°P, f°P) = (fuP, fuP), because tensoring a unitary character to a function does not alter the hermitian inner product. Thus we find
A key point of the proof of Lemma 5.3(vi) is the formula writing down ford,uP
(3.19) ![]()
–uP,1 in terms of f°P. Even without assuming the liftability of
uP,1 to a global character, the same formula is valid for fordP and fP before tensoring
–1P,1 (by computation using the local Whittaker model). We thus have fordP = fP|R for a product
of local operators
given as follows: If the prime
is a factor of
, then
is the identity operator. If
is prime to
(
is spherical), then
, where
with f|g(x) = f(xg) for
. Writing U for the level group of fP and
, we note
. This shows
where
,
, and (·, ·)U is the Petersson metric on
. Similarly, we have
By equations 3.11 and 3.19, we conclude from [7, Lemma 5.3(vi)] that
for
(3.20) running over the prime factors of p.
We now give a brief description of the computation of the extra Euler factors: E(P,Q) and W(P,Q). Again the computation is the same as in [7, Lemma 5.3(iii)–(v)], because the level structure and the Neben character at p-adic places are the same as in [7] for fP and gQ and these factors only depend on p-adic places. Then we get the Euler p-factor E(P,Q) and W(P,Q) as in the theorem from [7, Lemma 5.3].
Remark 3.4
We assumed condition 3.7 to make the proof of the theorem simpler. We now remove this condition. Letbe the set of all prime factors
of
outside
such that
on
. Thus we assume that
. Then in the proof of Lemma 3.2, the inertia group at
fixes a two-dimensional subspace of
, one corresponding to
and the other coming from
. The Euler factor corresponding to the latter does not appear in the Rankin product process; so we get an imprimitive L-function, whose missing Euler factors are
Thus, the final result is identical to Theorem 3.3 if we multiply E(P,Q) by E'(P, Q) in the statement of the theorem. In our application,
and
' will be automorphic inductions of
-adic characters
and
for two ordinary CM fields M/F and M1/F. If the prime-to-p conductor of
are made of primes split in M/F,
is the set of primes ramifying commonly in M/F and M1/F outside
. Then E'(P, Q) is the specialization of
at (P, Q), and
is not divisible by the prime element of W (that is, the µ-invariant of E' vanishes). Actually, we can choose
and
so that
, and under this choice, we may assume that
.
3.3 Comparison of p-adic L-functions
For each character
, we have the extension
sending
to
(
)
for the group element
M inside the group algebra
. Regarding
as a character of
, the induced representation
is modular nearly ordinary at p, and hence, for a suitably chosen
dependent on
, by the universality of the nearly p-ordinary Hecke algebra
defined in Section 2.4, we have a unique algebra homomorphism
= 
:h
such that
for the universal nearly ordinary modular Galois representation
Hecke with coefficients in h, where
is the prime-to-p part of
for the relative discriminant d(M/F) of M/F, and for the conductor
of the anticyclotomic projection
–. Thus for each arithmetic point
(in the sense of [8, 2.7]), we have a classical Hecke eigenform
of weight
(P), which is a (nonstandard) theta series of the Galois character
introduced in [16, 5.3]. We write the automorphic induction of the complex Hecke character associated (via global class field theory) to the Galois character
as
(which was written as
(
P) before). Then
is the normalized Hecke eigenform in
minimal at nonsupercuspidal places and new at supercuspidal places. Hereafter, we use the same symbol
for the complex Hecke character associated to the Galois character
.
To give an explicit description of
and
, decompose the conductor
of
=
– into the product
as in the introductory section so that
,
,
is a product of inert primes in M/F, and
is the product of primes ramified in M/F. Since the case of
has been dealt with in [16], we assume that
. Then the automorphic representation
of weight
(P) has minimal prime-to-p level
given by
, where
is the prime-to-p part of
. The set S of super cuspidal places for
is made up of primes
of O appearing in
. By [8, 7.1], the Hecke character
has infinity-type
|
|
The prime-to-p level of the cusp form
is
as above, and it satisfies (L1–3) in Section 3.1 for
=
P given as follows. To describe the local component of
, we use local class field theory and identify local characters of
with the corresponding characters of the inertia group
(resp.,
) for
) for each prime
of R. Here is the description,
|
| (3.21) |
Write
, and write
t+ for the restriction of
+ =
1
2 to
, which is independent of P (because it factors through the torsion part of
). Since 
is of minimal level, the congruence module C0(
;
) is a well-defined
-module of the form
/H(
)
(see [8, 2.9], and recall here
=
–). As we already remarked, we can choose H(
) in
– = W[[
–M]] (see [12, Theorem 5.44]). The element H(
) is called the congruence power series of 
(identifying
– with a power series ring over W of
variables).
We now choose well a totally real quadratic extension F1/F, and put K = F1M. Then in the composite K = F1M, there are three quadratic extensions M, F1, and M1 of F inside K,
|
|
- M1/F is a CM field;
- for primes
in F, the decomposition group of
in Gal(K/F)is given by Gal(K/M1).
Since we impose how places decompose in F1/F only at the finite set
of places of F, there will be infinitely many choices of F1. The field M1/F and hence K/F1 are a p-ordinary CM field in which all primes in S and over p split. Our choice of F1 and M1 could be different from the choice (F', M') we made in the introductory section; so we use different symbols.
Write R1 for the integer ring of M1. We choose a conductor
(an R1-ideal prime to p) made of primes split in M1/F. Then in the same manner as above, we define the groups
for M1 in place of
for M. Choose a character
of conductor
. Let
, and choose a p-ordinary CM-type
' of M1. We then put
and define the character
for
in the same way of the construction of
. The Hecke character
has infinity-type
|
|
Spec(
').
The prime-to-p level of the cusp form
is
as above, and it satisfies the corresponding conditions (L1–3) in Section 3.1 for S =
and (
1,
2) = (
1(Q),
2(Q)) (after replacing M/F by M1/F). Since we need the explicit form of the Neben character
=
Q of
later, we repeat its description, although it is the same as the one given for
(replacing the data concerning
P by those of
), and the description is indeed simpler, since
does not have supercuspidal places. To write down the Neben character
=
Q of
, as before for
, we use local class field theory and identify local characters of
with the corresponding characters of the inertia group
(resp.,
) for
) for each prime
of R1. Here is the description,
|
| (3.22) |
By Theorem 3.3 and Remark 3.4, we have the (imprimitive) p-adic Rankin product
with missing Euler factor
as in Remark 3.4 for two characters
and
. Writing
, we have
.
Let
and
. We define a p-adic L-function
for
and
by
|
|
We follow the argument in [7], [18], and [8] to show the following identity of p-adic L-functions.
Theorem 3.5
Let(resp.,
) be a character of
(resp.,
) with values in Wx. Suppose the following two conditions:
is prime to any inert or ramified prime of M1/F;
is nonempty at each prime factor
of
.
Then we have, for a power series
,
where
=
– and
. The power series
is equal to (
*
) · H(
) up to units in
.
In our earlier papers [18, Theorem 8.1] and [16, Theorem 5.5], we have taken M = M1; so this theorem is a version of the result there taking different CM fields M and M1 (well chosen). We have an extra error factor
in
which does not appear in [16, Theorem 5.5]. As noticed by R. Gillard and described in [17] at the end, if we take p to be a prime appearing in this factor, the anticyclotomic p-adic Hecke L-function L–M(
–) often has a positive µ-invariant. The above theorem is not empty because of the following.
Lemma 3.6
Assumption (ii) of the above theorem can be achieved by choosing (F1,) well. In particular, for any finite set S1 of primes outside S and
and given semisimple quadratic extensions
for
, we may impose to have
for all
and
to find such a pair (F1,
).
Proof
For prime factorsof d(M/F)d(M1/F), we may choose both
and
to be the trivial characters; so we need to choose
, so that
for a factor
of
unramified in K/F. We can choose F1 so that
is as specified for
, and that all prime factors in
split over F split also in M1. For such split prime factors
of F, we can identify
and
and we impose
on
. For
, we choose
to be unramified. For prime factors
of
nonsplit in M,
splits into
in M1/F1 by our choice of F1 already made. Then we choose
on
, and we impose
. Then by our definition,
on
for all
, and
. By adding ramification to F1 outside S1 and
if necessary, we may assume that R1x = Ox. Since
is trivial over Rx
Ox = R1x, we can extend
to a finite-order character of
, which can be extended to a finite-order character of
without adding any more ramification, as desired.
Proof of Theorem 3.5. The proof of the theorem is identical to the proof given in [8, Section 7.4], (and of [16, Theorem 5.5]), since the factors C(P,Q), W(P,Q), S(P), and E(P,Q) appearing in Theorem 3.3 are identical to the one appearing in [7, Theorem 5.2] except for the power of the discriminant D, which is compensated by the difference of (f°P, f°P) appearing in [7, Theorem 5.2] from (fP, fP) in Theorem 3.3. Since we do not lose any Euler factors in equation 3.5 (thanks to our minimal-level structure and assumption 3.6 assuring principality everywhere for gQ) and the epsilon factor of
is the product of the individual one associated to
and
, we can write the numerator of the Rankin product as
. This finishes the proof of Theorem 3.5.
Lemma 3.7
Choosing (F1,) well, if p>3, we may assume that the µ-invariant of
projected to W[[
–L]] vanishes.
Proof
By our choice of F1 and M1, the conductor ofis made of primes splits over F1; so the condition (S) with respect to K/F1 is satisfied by
. In particular, all primes ramifying in M/F split in M1/F. Thus we do not need to multiply the Katz p-adic L-function
by the extra Euler factor E'(P, Q) in Remark 3.4 to get
, and hence we need to prove the vanishing of µ of the anticyclotomic projection
, which is studied in [17].
In [17, Theorem I], under the split prime-to-p conductor assumption (S) (with respect to K/F1) of
(which holds by our choice of F1/F as we have seen), a set of three conditions (M1–3) equivalent to the nonvanishing of
is stated. One of them is the modulo p identity of Hecke characters of F1:
- (M3)
, where
is the maximal ideal of W, ?1 is the restriction to the Hecke character to
, and
is the Teichmüller character of F1 of conductor p.
We further restrict these characters to
. Since we may assume
by the above lemma, we get
over
, which is not the case if p>3. Indeed,
is ramified at p and
is unramified at p, since p is unramified in
by our choice of M and F1. Thus
holds under
(and such a choice is possible by the above lemma).
This implies the following corollary.
Corollary 3.8
We havein
– if p>3 is unramified in M.
Proof
Let µ be the µ-invariant of. Then
with
![]()
W[[
–M]] prime to p, and by Theorem 3.5 combined with the above lemma, we get pµ|H(
) (
µ
µ(H(
))). On the other hand,
|H(
) is the main theorem of [18, Theorem I] (strictly speaking, we should have said that H(
) and the congruence power series H used in [18] have the common prime-to-p part, or that the same proof as in [18, p. 257] just above Theorem 8.2 works in the present case taking K = M
M and M1 = M, as described in the beginning of Section 3). This finishes the proof.
Since
as explained in the introductory section, this implies Theorem 3.1.
| 4. Behaviour of p-Adic L-Functions under Base Change |
|---|
|
|
|---|
The following theorem is the only ingredient left to be proven in the proof of the anticyclotomic main conjecture given in the introductory section.
Theorem 4.1
Assume (F1–3) for E, M', F in the introductory section. Then we haveand Res(L–E(
E)) = L–M(
)L–M(
) up to units in
, where
.
Proof
We work in the setting and with the symbols we defined in the introductory section. Let X(R) be the CM abelian variety defined overwith
(see [24] and [22] for such a choice). Let RE be the integer ring of E. Then X(RE) = X(R)
RRE. This shows that the CM (Néron) eigen period (
)
of X(R) defined in [20, (2.6.31)] (where
is written as c) to construct the p-adic L-function L–M(
) can be used to construct LE(
E). In the construction of the p-adic L-function, the polarization ideal of X(R) contributes (see the interpolation formula (1.3) of [17]). Indeed, the polarization is induced by a Riemann form
for a well-chosen purely imaginary element 0
![]()
![]()
M (see (d1–2) in [17]). We can use the same
to give a polarization of X(RE) because RE/R is unramified at p. For any Hecke character
'E whose p-adic avatar factoring through Res is of the form
'E =
'
NE/M for a Hecke character
' of M. Since the archimedean L-function L(s,
'E) is factored into the product L(s,
')L(s,
'
), it is easy to verify by the interpolation formulas of [20], [18], and [17, (1.3)] of LE(
E) that the same factorization Res(L–E(
E)) = L–M(
)L–M(
) holds up to units in W[[
–M]].
To show the identity on the Galois side, we write LE
/E–
E(
E) for the maximal p-abelian extension unramified outside
p. Note that E(
E) is the composite of M(
) and M(
). Indeed, by (F3),
ramifies at a prime where
is unramified; so E = M(
) and M(
) are linearly disjoint, and hence M(
)M(
) = E(
E).
Let L
(resp., L
) be the maximal p-abelian extension of M(
)M–
(resp., M(
)M–
) unramified outside
p. We can also think the maximal p-abelian extension L'
/M(
)M(
)M–
inside LE
. Then L'
is the composite of L
and L
. The Galois group Gal(L'
E–
/E–
) is isomorphic to
since E/M ramifies at some places outside p by (F3). Put
Let
be the generator of Gal(E/M). Taking the extension
of
to
, we can let Gal(E/M) act on XEM and XEM[
E] by
. Then XM[
]
XEM[
E]/(
– 1)XEM[
E] and XM[
]
XEM[
E]/(
+ 1)XEM[
E] as W[[
–M]]-modules. This shows
as W[[
–M]]-modules. Thus we have the identity of the Fitting ideals (see [21, Appendix 4]),
By [15], Theorem 5.33 and Lemma 5.23(2)], XE[
E] is a torsion module of finite type over W[[
–E]] with homological dimension 1 (so it does not have any pseudo-null submodules non-null). Then
is a principal ideal generated by the characteristic power series
. Thus we find
Since the reflexive closure of
is generated by
, we conclude the identity of the principal ideals,
as desired, and moreover
is principal and is generated by
(though this can be also proven by the result of Fujiwara [4] following the argument proving Theorem 5.33 in [15], Chapter 5], removing some of the simplifying assumptions (h1–4) made there).
| Acknowledgments |
|---|
The author is partially supported by the NSF grants DMS 0244401, DMS 0456252, and DMS 0753991.
| References |
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I,
, where 

(wu) =
for the central character of 
defined in [








. Writing U for the level group of fP and 




Ox = R1x, we can extend
µ(H(